Jason L. Kramar

OSAIC WEALTH

Manitwooc, WI 54220

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CRD#: 6431221

Professional summary

Jason Lee Kramar is a registered financial advisor currently at OSAIC WEALTH, INC. located in Manitwooc, Wisconsin.

Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Jason has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 03/2015; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY AND FUNERAL TRUSTS; 2. NAME OF OTHER BUSINESS: NATIONAL GUARDIAN LIFE; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 10/2020; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT / INDEPENDENT CONTRACTOR; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: PROVIDE FUNERAL INSURANCE POLICIES; 3. NAME OF OTHER BUSINESS: DI BROKER EAST; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 10/2020; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT / INDEPENDENT CONTRACTOR; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: PROVIDE DISABILITY INSURANCE PRODUCTS; 4. NAME OF OTHER BUSINESS: REVOCABLE LIVING TRUST; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: PARENTS REVOCABLE LIVING TRUST; START DATE: 11/2004; POSITION/TITLE/RELATIONSHIP: TRUSTEE; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: NAMED TRUSTEE; 5. NAME OF OTHER BUSINESS: DOCK FINANCIAL SOLUTIONS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX PREPARATION SERVICES; START DATE: 09/2022; POSITION/TITLE/RELATIONSHIP: OWNER, TAX PREPARER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION AND FILINGS; 6. NAME OF OTHER BUSINESS: DOCK FINANCIAL SOLUTIONS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL AND INSURANCE SERVICES; START DATE: 9/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 25; APX NUMBER OF HOURS DURING TRADING HOURS: 25; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES; 7. DOCK FINANCIAL SOLUTIONS POSITION: Owner NATURE: Life, Health, Disability insurance (fixed) INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/15/2015 ADDRESS: 2415 Western Ave, Manitowoc WI 54220, United States DESCRIPTION: Offer life, health and disability insurance as part of holistic financial planning. 8. DOCK FINANCIAL SOLUTIONS POSITION: Owner NATURE: Tax preparation and planning Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/20/2022 ADDRESS: 2415 Western Ave, Manitowoc WI 54220, United States DESCRIPTION: Tax prep and planning 9. DOCK FINANCIAL SOLUTIONS POSITION: Trustee NATURE: Trustee INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/17/2004 ADDRESS: 2415 Western Ave, Manitowoc WI 54220, United States DESCRIPTION: Trustee for parents' trust

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Lee Kramar's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Jason Lee Kramar's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 19, 2023 - Present

OSAIC WEALTH, INC.

Office #1: 2415 Western Avenue, Manitwooc, WI 54220Office #2: 3880 Steven Drive Suite 3, Deforest, WI 53532

RIA

CRD#: 23131

Manitwooc, WI

Current

December 19, 2023 - Present

OSAIC WEALTH, INC.

Office #1: 2415 Western Avenue, Manitwooc, WI 54220Office #2: 3880 Steven Drive Suite 3, Deforest, WI 53532

RIA

CRD#: 23131

Manitwooc, WI

Past

June 29, 2023 - December 26, 2023

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

MANITOWOC, WI

Past

September 2, 2021 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

MANITOWOC, WI

Past

September 2, 2021 - December 26, 2023

CETERA WEALTH SERVICES, LLC

CRD#: 13572

MANITOWOC, WI

Past

July 5, 2019 - September 14, 2021

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

MADISON, WI

Past

June 11, 2019 - September 14, 2021

PRUCO SECURITIES, LLC.

CRD#: 5685

MADISON, WI

Past

March 27, 2015 - June 19, 2019

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

DEFOREST, WI

Past

March 4, 2015 - June 19, 2019

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

DEFOREST, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(12/19/2023)

Arizona
(12/19/2023)

California
(12/19/2023)

Connecticut
(12/19/2023)

Florida
(12/19/2023)

Illinois
(12/19/2023)

Michigan
(12/19/2023)

Minnesota
(12/19/2023)

Nebraska
(12/19/2023)

Ohio
(12/19/2023)

Utah
(12/19/2023)

Washington
(12/19/2023)

Wisconsin
(12/19/2023)

IAR

Wisconsin
(12/19/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/26/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/4/2015

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason L. Kramar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Lee Kramar's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Jason Lee Kramar's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

CETERA INVESTMENT ADVISERS LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/26/2015

SIE

Date: 10/1/2018

Series 7

Date: 3/4/2015

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

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