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Ashley N. Mcgillis

PARADIGM EQUITIES
East Lansing, MI 48823
Some features on this profile are disabled
CRD#: 6431019
AM

Professional summary

Ashley Nicole Mcgillis, who also goes by Ashley Nicole Pichiotino, is a registered financial professional currently at PARADIGM EQUITIES, INC. located in East Lansing, Michigan.

Ashley is registered as a RR (Registered Representative) and started their career in finance in 2018. Ashley has worked at 1 firm and has passed the Series 63, Series 7TO, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ashley Nicole Pichiotino

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ashley Nicole Mcgillis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 25, 2018 - Present

PARADIGM EQUITIES, INC.

Office #1: 1216 Kendale Blvd, East Lansing, MI 48823
BD
CRD#: 31990
East Lansing, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Michigan
(8/29/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 8/29/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/27/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 6/24/2018
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 8/3/2021
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PE
PARADIGM EQUITIES, INC.
PARADIGM EQUITIES, INC.

CRD#: 31990 / SEC#: , 8-45593

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1216 Kendale Blvd, East Lansing, MI 48823
Mailing Address
1216 Kendale Boulevard Po Box 2501, East Lansing, MI 48826
Phone number
(517) 351-2122
Established
Michigan since 01/19/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (18 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MEA FINANCIAL SERVICESSHAREHOLDER
EDOFF, ERIK JAMESSECRETARY
ELING, AARON JAMESDIRECTOR
FOX, JACOB PETERCHIEF COMPLIANCE OFFICER7647404
MADAFFERI, CHANDRA ANNCHAIRPERSON
MCGILLIS, ASHLEY NICOLECHIEF OPERATIONS OFFICER6431019
REAUME, BRUCE MICHAELPRESIDENT3179618
SHIPMAN, MICHELLE ANNCHIEF FINANCIAL OFFICER4149477
SMITH, BRETT RDIRECTOR

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PARADIGM EQUITIES, INC.

CRD#: 31990East Lansing, MI 48823

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