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Derek Q. Overstreet
NEW MILLENNIUM GROUP
SANDY, UT 84095
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CRD#: 6430904
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Professional summary
Derek Quinn Overstreet is a registered financial advisor currently at NEW MILLENNIUM GROUP located in Sandy, Utah.
Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Derek has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.NEW MILLENNIUM GROUP INSURANCE, INC; PRES/OWNER, INVESTMENT RELATED; 10050 S. STATE ST. SANDY, UT 84070; SALES OF LIFE INSURANCE AND FIXED ANNUITIES, MARKETING 2. AUTHOR OF STOP WORKING AND START LIVING. RECEIVES COMPENSATION FROM BOOK SALES. SPENDS 1 HOUR PER MONTH ON THIS ACTIVITY. 3. UTAH INVESTMENT PARTNERS, LLC. MANAGING MEMBER- PERSONAL REAL ESTATE HOLDINGS. NOT INVESTMENT RELATED. SPENDS LESS THAN 5% OF TIME EACH MONTH ON THIS ACTIVITY. 4. 10050 SOUTH STATE, LLC. MANAGING MEMBER- PERSON REAL ESTATE HOLDINGS. NOT INVESTMENT RELATED. SPENDS LESS THAN 5% OF TIME EACH MONTH ON THIS ACTIVITY. 5.NM Marketing - Owner, Non-investment related, entity used for radio advertising, television and the previous mentioned book publishing. All advertising that is affiliated with the firm will be reviewed and approved by the Chief Compliance Officer and retained as books and records for the firm. 6. Montana Management Company, LLC. MANAGING MEMBER- PERSON REAL ESTATE HOLDINGS. NOT INVESTMENT RELATED. SPENDS LESS THAN 5% OF TIME EACH MONTH ON THIS ACTIVITY.
CRS (Client Relationship Summary) - RIA
Click below to view Derek Quinn Overstreet's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 4, 2019 - Present
NEW MILLENNIUM GROUP
Office #1: 10050 South State Street, Sandy, UT 84095RIA
CRD#: 299249
SANDY, UT
Past
January 10, 2018 - October 14, 2020
AE WEALTH MANAGEMENT, LLC
RIA
CRD#: 282580
SANDY, UT
Past
December 16, 2014 - January 10, 2018
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
RIA
CRD#: 132070
SANDY, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NM
NEW MILLENNIUM GROUP
NEW MILLENNIUM GROUP | UTAHS FINANCIAL PLANNER | NEW MILLENNIUM GROUP, LLC | NEW MILLENNIUM GROUP LLC
CRD#: 299249 / SEC#: 801-120516
RIA
Registered Investment Advisory firm - (3/15/2021 Approved)Arizona
Registered Investment Advisory firm - (7/29/2021 Terminated)California
Registered Investment Advisory firm - (8/28/2021 Terminated)Idaho
Registered Investment Advisory firm - (7/29/2021 Terminated)Texas
Registered Investment Advisory firm - (7/29/2021 Terminated)Utah
Registered Investment Advisory firm - (7/30/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(4/4/2019)
IAR
Utah(4/2/2019)
Current Firm
NM
NEW MILLENNIUM GROUP
NEW MILLENNIUM GROUP | UTAHS FINANCIAL PLANNER | NEW MILLENNIUM GROUP, LLC | NEW MILLENNIUM GROUP LLC
CRD#: 299249 / SEC#: 801-120516
RIA
Registered Investment Advisory firm - (3/15/2021 Approved)Arizona
Registered Investment Advisory firm - (7/29/2021 Terminated)California
Registered Investment Advisory firm - (8/28/2021 Terminated)Idaho
Registered Investment Advisory firm - (7/29/2021 Terminated)Texas
Registered Investment Advisory firm - (7/29/2021 Terminated)Utah
Registered Investment Advisory firm - (7/30/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10050 South State Street, Sandy, UT 84070
Mailing Address
Phone number
(801) 446-9950
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,712 |
| AUM (Assets Under Management) | $ 200,605,006 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
