Aaron J. Pollak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aaron Jameson Pollak was a registered financial professional .
Aaron is a previously registered financial professional and started their career in finance in 2014. Aaron had worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2016 - March 26, 2024
VENTURE.CO BROKERAGE SERVICES LLC
December 23, 2014 - April 8, 2016
INDEPENDENT BROKERAGE SOLUTIONS LLC
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
VENTURE.CO BROKERAGE SERVICES LLC
CRD#: 173924 / SEC#: , 8-69560
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
