Spencer L. Rose

CHRISTENSEN GROUP FINANCIAL

Eden Prairie, MN 55344

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CRD#: 6430049

Professional summary

Spencer Lewis Rose, CIMA® is a registered financial advisor currently at CHRISTENSEN GROUP FINANCIAL, LLC located in Eden Prairie, Minnesota.

Spencer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Spencer has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: Spencer Rose Investment Related: Yes Address: 1401 6th St NE Minneapolis MN 55413 Nature of Business: Real Estate Position, Title or Relationship: Landlord/property owner Start Date: 6/29/2018 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: My duties will be those of any landlord. Collecting rent, managing the property including all maintenance and repairs. This will include an enforceable lease for the new tenant after the current tenant is provided 30 days notice to vacate. Independent Insurance agent

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Spencer Lewis Rose's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

June 1, 2022 - Present

CHRISTENSEN GROUP FINANCIAL, LLC

Office #1: 9855 West 78th Street Suite 100, Eden Prairie, MN 55344

RIA

CRD#: 318144

Eden Prairie, MN

Past

June 3, 2021 - June 1, 2022

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

EDEN PRAIRIE, MN

Past

January 9, 2015 - June 1, 2022

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

EDEN PRAIRIE, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHRISTENSEN GROUP FINANCIAL, LLC

CHRISTENSEN GROUP | CHRISTENSEN GROUP FINANCIAL, LLC

CRD#: 318144 / SEC#: 801-124781

RIA

Registered Investment Advisory firm - (4/28/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(6/1/2022)

IAR

Texas
(11/3/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/24/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/28/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/22/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 1/9/2015

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CHRISTENSEN GROUP FINANCIAL, LLC

CHRISTENSEN GROUP | CHRISTENSEN GROUP FINANCIAL, LLC

CRD#: 318144 / SEC#: 801-124781

RIA

Registered Investment Advisory firm - (4/28/2022 Approved)

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Contact information

Main Address

9855 West 78th Street Suite 100, Eden Prairie, MN 55344

Mailing Address

Phone number

(952) 653-1000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CHRISTENSEN GROUP FINANCIAL, LLC - DISCLOSURE BROCHURE (3/12/2025)

Regulatory assets under management

Total Number of Accounts	78
AUM (Assets Under Management)	$ 18,515,437

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Spencer L. Rose

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Spencer Lewis Rose's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

CHRISTENSEN GROUP FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/24/2021

Series 63

Date: 1/28/2015

Series 7TO

Date: 4/22/2022

SIE

Date: 10/1/2018

Series 6

Date: 1/9/2015

Current Firm

CHRISTENSEN GROUP FINANCIAL, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CHRISTENSEN GROUP FINANCIAL, LLC

TRUST BUT VERIFY

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