Ryan Miller

CALAMOS WEALTH MANAGEMENT LLC

Chicago, IL 60607

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CRD#: 6429999

Professional summary

Ryan Miller, who also goes by Ryan Christopher Miller, is a registered financial advisor currently at CALAMOS WEALTH MANAGEMENT LLC located in Chicago, Illinois and CALAMOS FINANCIAL SERVICES LLC located in Naperville, Illinois.

Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Ryan has worked at 6 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ryan Christopher Miller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1): RCM Chicago Properties LLC, A Series LLC; Not Investment Related; 451 W. Huron, Unit 710, Chicago, IL. 60654; Property Management; Sole Owner; Relationship Start June 2015; 5 Hours a month none during securities trading hours. My duties are as an owner and property manager.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Miller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 22, 2024 - Present

CALAMOS WEALTH MANAGEMENT LLC

Office #1: 215 N. Peoria St. #1100/1200, Chicago, IL 60607

RIA

CRD#: 143490

Chicago, IL

Current

February 16, 2024 - Present

CALAMOS FINANCIAL SERVICES LLC

Office #1: 2020 Calamos Court, Naperville, IL 60563

CRD#: 19850

NAPERVILLE, IL

Past

March 21, 2023 - December 20, 2023

JUNIPER SQUARE CAPITAL

CRD#: 317612

RANCHO SANTA FE, CA

Past

September 17, 2018 - May 2, 2022

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

SAN FRANCISCO, CA

Past

September 17, 2018 - May 2, 2022

UBS FINANCIAL SERVICES INC.

CRD#: 8174

SAN FRANCISCO, CA

Past

November 17, 2017 - June 22, 2018

UBS ASSET MANAGEMENT (AMERICAS) LLC

RIA

CRD#: 106838

Chicago, IL

Past

July 14, 2016 - June 22, 2018

UBS ASSET MANAGEMENT (US) INC.

CRD#: 583

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CALAMOS WEALTH MANAGEMENT LLC

CRD#: 143490 / SEC#: 801-67787

RIA

Registered Investment Advisory firm - (4/25/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(2/16/2024)

IAR

Illinois
(2/22/2024)

IAR

Wisconsin
(2/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/9/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 6/17/2017

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 7/14/2016

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CALAMOS WEALTH MANAGEMENT LLC

CRD#: 143490 / SEC#: 801-67787

RIA

Registered Investment Advisory firm - (4/25/2007 Approved)

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Contact information

Main Address

2020 Calamos Court, Naperville, IL 60563-2787

Mailing Address

Phone number

(630) 245-7200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV: FIRM BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	3,434
AUM (Assets Under Management)	$ 4,090,678,284

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ryan Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

CALAMOS FINANCIAL SERVICES LLC

JUNIPER SQUARE CAPITAL

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

UBS ASSET MANAGEMENT (AMERICAS) LLC

UBS ASSET MANAGEMENT (US) INC.

Primary Firm SEC Registration

CALAMOS WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/9/2016

SIE

Date: 10/1/2018

Series 3

Date: 6/17/2017

Series 7

Date: 7/14/2016

FINRA

Current Firm

CALAMOS WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CALAMOS WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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