RM
Ryan Miller
T. ROWE PRICE INVESTMENT SERVICES
BALTIMORE, MD 21231
Some features on this profile are disabled
CRD#: 6429999
RM
Professional summary
Ryan Miller, who also goes by Ryan Christopher Miller, is a registered financial professional currently at T. ROWE PRICE INVESTMENT SERVICES, INC. located in Baltimore, Maryland.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 2016. Ryan has worked at 7 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Ryan Christopher Miller
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Ryan Miller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 10, 2026 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: 1307 Point Street, Baltimore, MD 21231BD
CRD#: 8348
BALTIMORE, MD
Past
February 22, 2024 - March 23, 2026
CALAMOS WEALTH MANAGEMENT LLC
RIA
CRD#: 143490
Chicago, IL
Past
February 16, 2024 - March 23, 2026
CALAMOS FINANCIAL SERVICES LLC
BD
CRD#: 19850
NAPERVILLE, IL
Past
March 21, 2023 - December 20, 2023
JUNIPER SQUARE CAPITAL
BD
CRD#: 317612
RANCHO SANTA FE, CA
Past
September 17, 2018 - May 2, 2022
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
SAN FRANCISCO, CA
Past
September 17, 2018 - May 2, 2022
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
SAN FRANCISCO, CA
Past
November 17, 2017 - June 22, 2018
UBS ASSET MANAGEMENT (AMERICAS) LLC
RIA
CRD#: 106838
Chicago, IL
Past
July 14, 2016 - June 22, 2018
UBS ASSET MANAGEMENT (US) INC.
BD
CRD#: 583
CHICAGO, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/10/2026)
RR
Alaska(4/10/2026)
RR
Arizona(4/10/2026)
RR
Arkansas(4/10/2026)
RR
California(4/10/2026)
RR
Colorado(4/10/2026)
RR
Connecticut(4/10/2026)
RR
Delaware(4/10/2026)
RR
District of Columbia(4/10/2026)
RR
Florida(4/10/2026)
RR
Georgia(4/10/2026)
RR
Hawaii(4/10/2026)
RR
Idaho(4/10/2026)
RR
Illinois(4/10/2026)
RR
Indiana(4/10/2026)
RR
Iowa(4/10/2026)
RR
Kansas(4/10/2026)
RR
Kentucky(4/10/2026)
RR
Louisiana(4/10/2026)
RR
Maine(4/10/2026)
RR
Maryland(4/10/2026)
RR
Massachusetts(4/10/2026)
RR
Michigan(4/10/2026)
RR
Minnesota(4/10/2026)
RR
Mississippi(4/10/2026)
RR
Missouri(4/10/2026)
RR
Montana(4/10/2026)
RR
Nebraska(4/10/2026)
RR
Nevada(4/10/2026)
RR
New Hampshire(4/10/2026)
RR
New Jersey(4/10/2026)
RR
New Mexico(4/10/2026)
RR
New York(4/10/2026)
RR
North Carolina(4/10/2026)
RR
North Dakota(4/10/2026)
RR
Ohio(4/10/2026)
RR
Oklahoma(4/10/2026)
RR
Oregon(4/10/2026)
RR
Pennsylvania(4/10/2026)
RR
Puerto Rico(4/10/2026)
RR
Rhode Island(4/10/2026)
RR
South Carolina(4/10/2026)
RR
South Dakota(4/10/2026)
RR
Tennessee(4/10/2026)
RR
Texas(4/10/2026)
RR
Utah(4/10/2026)
RR
Vermont(4/10/2026)
RR
Virgin Islands(4/10/2026)
RR
Virginia(4/10/2026)
RR
Washington(4/10/2026)
RR
West Virginia(4/10/2026)
RR
Wisconsin(4/10/2026)
RR
Wyoming(4/10/2026)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TR
T. ROWE PRICE INVESTMENT SERVICES, INC.
ROWE PRICE MARKETING, INC. | T. ROWE PRICE MARKETING, INC. | T. ROWE PRICE INVESTMENT SERVICES, INC.
CRD#: 8348 / SEC#: , 8-25130
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1307 Point Street, Baltimore, MD 21231
Mailing Address
1307 Point Street, Baltimore, MD 21231
Phone number
(410) 345-2000
Established
Maryland since 06/10/1980
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T. ROWE PRICE ASSOCIATES, INC. | SHAREHOLDER | |
| BROWN, ANNE WHITESCARVER | VICE PRESIDENT/DIRECTOR | 2396529 |
| COYNE, TIMOTHY JOHN | DIRECTOR | 2096849 |
| HERR, DAVID J | VICE PRESIDENT/DIRECTOR | 7659903 |
| KORENMAN, PHILLIP | PRESIDENT/DIRECTOR/CHAIRMAN OF THE BOARD | 4531831 |
| MUMFORD, STEPHANIE PETERS | VICE PRESIDENT/CCO | 2725261 |
| NEWMAN, CHRISTOPHER CUDDY | VICE PRESIDENT/DIRECTOR | 2037516 |
| NYCE, BRITTON | VICE PRESIDENT/CONTROLLER | 7313600 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
