Melissa A. Thompson

RELATION WEALTH MANAGEMENT

TULSA, OK 74133

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CRD#: 6429957

Professional summary

Melissa Arnell Thompson, who also goes by Melissa H Dixon, Melissa H Thompson, is a registered financial advisor currently at RELATION WEALTH MANAGEMENT, INC. located in Tulsa, Oklahoma.

Melissa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Melissa has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Melissa H Dixon | Melissa H Thompson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Relation Insurance, Inc.; Not investment-related; 300 E Phifer St, Monroe, NC 28110; Licensed insurance agent; Insurance sales; Recommendation of insurance products; Start date: 01/2024; Approx. 5% of time per month. 2) Melissa Thompson; Not investment-related; 813 Simpson Rd, Indian Trail, NC. 28079; Rental property owner; Real estate; Maintain property and lease to others; Start date: 12/2018; Approx. less than 5% of time per month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Melissa Arnell Thompson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 1, 2024 - Present

RELATION WEALTH MANAGEMENT, INC.

Office #1: 10425 S 82nd East Ave Suite 110, Tulsa, OK 74133Office #2: 11215 North Community House Road Suite 100, Charlotte, NC 28277

RIA

CRD#: 329961

TULSA, OK

Past

August 18, 2022 - July 3, 2024

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Monroe, NC

Past

August 18, 2022 - July 3, 2024

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

Monroe, NC

Past

May 25, 2022 - August 19, 2022

TLG ADVISORS, INC.

RIA

CRD#: 111052

Mocksville, NC

Past

July 1, 2020 - August 19, 2022

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

February 4, 2015 - July 1, 2020

NATIONWIDE SECURITIES, LLC

CRD#: 11173

Mocksillve, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RELATION WEALTH MANAGEMENT, INC.

CRD#: 329961 / SEC#: 801-129663

RIA

Registered Investment Advisory firm - (6/27/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(7/1/2024)

IAR

Texas
(7/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/5/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/25/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 2/4/2015

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RELATION WEALTH MANAGEMENT, INC.

CRD#: 329961 / SEC#: 801-129663

RIA

Registered Investment Advisory firm - (6/27/2024 Approved)

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Contact information

Main Address

10425 S 82nd East Ave Suite 110, Tulsa, OK 74133

Mailing Address

Phone number

(918) 999-9138

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RELATION WEALTH MANAGEMENT, INC. DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT (3/17/2025)

Regulatory assets under management

Total Number of Accounts	276
AUM (Assets Under Management)	$ 417,900,100

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Melissa A. Thompson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Melissa Arnell Thompson's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

TLG ADVISORS, INC.

THE LEADERS GROUP, INC.

NATIONWIDE SECURITIES, LLC

Primary Firm SEC Registration

RELATION WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/5/2022

Series 63

Date: 3/25/2015

SIE

Date: 10/1/2018

Series 6

Date: 2/4/2015

Current Firm

RELATION WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RELATION WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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