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Aron E Lenkowsky

CRD# 6429820·Registered 2015 - 2021
Previously Registered: Being a previously registered professional could mean that Aron is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Aron E Lenkowsky, who also goes by Aron Elliot Lenkowsky, Aron Lenkowsky, was a registered financial advisor. Aron was a previously registered financial professional and started their career in finance 2015 - 2021. Aron had worked at 4 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Aron Elliot Lenkowsky, Aron Lenkowsky

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

PTI SECURITIES & FUTURES L. P.·CRD# 29275
BD
Chicago, IL
July 22, 2020 - August 13, 2021
ALTFEST PERSONAL WEALTH MANAGEMENT·CRD# 110130
RIA
New York, NY
August 17, 2018 - July 21, 2020
OSAIC FA, INC.·CRD# 3978
RIA
New York, NY
August 25, 2016 - August 30, 2018
OSAIC FA, INC.·CRD# 3978
BD
New York, NY
August 24, 2016 - August 30, 2018
PARK AVENUE SECURITIES LLC·CRD# 46173
RIA
Tarrytown, NY
December 22, 2015 - September 14, 2016
PARK AVENUE SECURITIES LLC·CRD# 46173
BD
Tarrytown, NY
August 7, 2015 - September 14, 2016

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Current Firm

PS
PTI SECURITIES & FUTURES L. P.

PTI SECURITIES & FUTURES L. P. | TPHCO | PTI SECURITIES L.P. | PTI SECURITIES & FUTURES L.P.

CRD#: 29275 / SEC#: 8-44412
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

411 S Wells Suite 900, Chicago, IL 60607

Mailing Address

411 S Wells Suite 900, Chicago, IL 60607

Phone Number

(312) 663-3056

Established

Illinois since 12/11/1991

Firm Type

Partnership

Fiscal Year End

December

Firm Size

Small

FINRA licenses (27 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
HAUGH INC,.GENERAL PARTNER—
NKH CORPORATIONLIMITED PARTNER—
DYER, JOHN ROBERTLIMITED PARTNER—
SHAPIRO, MELVINLIMITED PARTNER—
SPITALNY, ROBINLIMITED PARTNER1267339
HAUGH, DANIEL JOHNCHIEF COMPLIANCE OFFICER, FINOP, EXECUTIVE REPRESENTATIVE, AMLCO, ROSFP2162854
HAUGH, THOMAS PATRICKCEO - EXECUTIVE OFFICER—
NAJARIAN, JON ARTHURLIMITED PARTNER—

Disclosures

Regulatory Event

4

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2015About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Mar 2024About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Aug 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2015About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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