DS
Derek W. Sichler
J. W. COLE ADVISORS
Rockledge, FL 32955
Some features on this profile are disabled
CRD#: 6429752
DS
Professional summary
Derek William Sichler, who also goes by Derek Sichler, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Rockledge, Florida and J.W. COLE FINANCIAL, INC. located in Rockledge, Florida.
Derek is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Derek has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Derek Sichler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) SERVANT LEADER-FINANCE TEAM COMMITTEE AT CHURCH 9005 N WICKHAM ROAD VIERA, FL 32940, STARTED 3.20.16 $0 COMP 3 HOURS/MONTH DOES NOT DISCUSS INVESTMENTS WITH ENTITY. (2) COURTNEY BRASWELL FINANCIAL GROUP - DBA, INVESTMENT RELATED, FINANCIAL ADVISOR (3) Viera High School; Not Investment related; Coaching; 2700 Judge Fran Jamieson Way, Melbourne, FL 32940; Boys Varsity Soccer Coach; Soccer coach for the Viera High School soccer team. Practice/Games are in the evening; Start 9/29/23; 0 hours spend during trading; Start 9/29/2023 (4) Space Coast United Soccer Club; Not investment related; 2300 Judge Fran Jamieson Way, Melbourne, FL 32940; Soccer coach; Coaching a boys soccer team for the club. Practices are at night and games on the weekends during the season; Start 8/1/23; 0 hours during trading. (5) Sichler LLC; Pass through for commissions; Not investment related; 120 Kieran Ln, Rockledge, FL 32955; Owner; LLD for commission pass through; Start 10/31/2024; 40 hour/month during trading. (6) Independent Agent; Insurance business; Not investment related; 190 MciIver Lane, Rockledge, FL 32955; Sales/service of fixed insurance products with various carriers; Start 10/31/2024; 5 hours/month during trading. (7) Financial Cornerstone Group; DBA; Investment Related; 190 McIver Lane; Rockledge, FL 32955; Financial Advisor; Start 12/19/2019; 40 hours/month during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Derek William Sichler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 13, 2017 - Present
J. W. COLE ADVISORS, INC.
Office #1: 190 Mciver Lane Suite 101, Rockledge, FL 32955Office #2: 2201 Dairy Road, Melbourne, FL 32904RIA
CRD#: 112294
Rockledge, FL
Current
November 7, 2017 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 190 Mciver Lane Suite 101, Rockledge, FL 32955Office #2: 2201 Dairy Road, Melbourne, FL 32904BD
CRD#: 124583
Rockledge, FL
Past
August 25, 2015 - November 15, 2017
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
ROCKLEDGE, FL
Past
April 11, 2015 - April 16, 2015
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
ORLANDO, FL
Past
April 11, 2015 - November 15, 2017
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
ROCKLEDGE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/16/2025)
RR
California(1/9/2025)
RR
Florida(11/7/2017)
IAR
Florida(11/13/2017)
RR
Georgia(1/9/2025)
RR
Maryland(1/9/2025)
RR
New York(11/7/2017)
RR
Ohio(1/9/2025)
RR
Pennsylvania(1/9/2025)
RR
South Carolina(1/9/2025)
RR
Texas(1/9/2025)
IAR
Texas(10/22/2025)
RR
Washington(1/9/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
