BF
Brian Franklin
NAVY FEDERAL INVESTMENT SERVICES
Chesapeake, VA 23320
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CRD#: 6429677
BF
Professional summary
Brian Franklin, who also goes by Franklin Brian, is a registered financial advisor currently at NAVY FEDERAL INVESTMENT SERVICES, LLC located in Chesapeake, Virginia.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Brian has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Franklin Brian
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
REAL ESTATE RENTAL IN VIRGINIA BEACH, VA, INVESTMENT RELATED, OWNER, MAINTAINS PROPERTY AND COLLECTS RENT, STARTED ON 07/2017 HOURS DEVOTED: 1 HPM, NON DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Franklin's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brian Franklin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 4, 2017 - Present
NAVY FEDERAL INVESTMENT SERVICES, LLC
Office #1: 111 Gainsborough Square, Chesapeake, VA 23320RIA
BD
CRD#: 138459
Chesapeake, VA
Current
August 15, 2016 - Present
NAVY FEDERAL INVESTMENT SERVICES, LLC
Office #1: 111 Gainsborough Square, Chesapeake, VA 23320RIA
BD
CRD#: 138459
Chesapeake, VA
Past
August 15, 2016 - January 4, 2017
NAVY FEDERAL ASSET MANAGEMENT, LLC
RIA
CRD#: 144244
Chesapeake, VA
Past
August 3, 2015 - August 22, 2016
OSAIC FA, INC.
RIA
CRD#: 3978
Virginia Beach, VA
Past
May 13, 2015 - August 22, 2016
OSAIC FA, INC.
BD
CRD#: 3978
Virginia Beach, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NAVY FEDERAL INVESTMENT SERVICES, LLC
NAVY FEDERAL BROKERAGE SERVICES LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | NAVY FEDERAL BROKERAGE SERVICES, LLC
CRD#: 138459 / SEC#: 801-68067, 8-67161
RIA
Registered Investment Advisory firm - SEC (6/21/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/28/2022)
IAR
Arizona(6/30/2023)
RR
Florida(3/14/2022)
IAR
Florida(3/15/2022)
RR
Georgia(11/13/2018)
IAR
Georgia(3/14/2022)
RR
New Hampshire(5/15/2025)
IAR
New Hampshire(5/15/2025)
RR
North Carolina(8/16/2016)
IAR
North Carolina(3/22/2022)
RR
North Dakota(2/28/2022)
RR
Pennsylvania(1/16/2018)
RR
South Dakota(3/11/2022)
IAR
South Dakota(3/16/2022)
RR
Virginia(8/15/2016)
IAR
Virginia(1/4/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NF
NAVY FEDERAL INVESTMENT SERVICES, LLC
NAVY FEDERAL BROKERAGE SERVICES LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | NAVY FEDERAL BROKERAGE SERVICES, LLC
CRD#: 138459 / SEC#: 801-68067, 8-67161
RIA
Registered Investment Advisory firm - SEC (6/21/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1007 Electric Ave, Vienna, VA 22180
Mailing Address
1007 Electric Ave, Vienna, VA 22180
Phone number
(877) 221-8108
Established
Virginia since 09/06/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
176
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,472 |
| AUM (Assets Under Management) | $ 1,713,608,579 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NAVY FEDERAL INVESTMENT SERVICES, LLC
CRD#: 138459Chesapeake, VA 23320TRUST BUT VERIFY
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