JA
Justin A. Arnold
FORTIS CAPITAL MANAGEMENT LLC
Bellevue, WA 98006
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CRD#: 6429666
JA
Professional summary
Justin A Arnold, who also goes by Justin Alexander Arnold, is a registered financial advisor currently at FORTIS CAPITAL MANAGEMENT LLC located in Bellevue, Washington.
Justin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Justin has worked at 4 firms and has passed the Series 66, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Justin Alexander Arnold
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I*1187258 For profit or not for profit: Entity Charitable Name of outside business organization: University Prep Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["School, College or University"] Position, title, association: ["Committee"], [["Investment committee"]] Start date of relationship: 3/28/2023 Number of hours devoted: 4 hour(s) Yearly Number of hours devoted during trading hours: 4 Duties: , Participate on a committee that reviews the investment portfolio that is managed by a 3rd party (currently Morgan Stanley). Approve that the managed account is consistent with the school's charter. I*1161313 For profit or not for profit: Name of outside business organization: Seattle Yacht Club Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["Private Foundation"] Position, title, association: ["Committee"], [["Investment committee"]] Start date of relationship: 3/1/2023 Number of hours devoted: 8 hour(s) Yearly Number of hours devoted during trading hours: 2 Duties: , Investment Committee Discuss allocations of cash needed for projects approved by the board
CRS (Client Relationship Summary) - RIA
Click below to view Justin A Arnold's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 16, 2025 - Present
FORTIS CAPITAL MANAGEMENT LLC
Office #1: 3600 136th Pl Se Suite 270, Bellevue, WA 98006RIA
CRD#: 172198
Bellevue, WA
Past
September 26, 2022 - October 24, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BELLEVUE, WA
Past
September 19, 2022 - October 24, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BELLEVUE, WA
Past
February 20, 2019 - August 4, 2022
OPES WEALTH MANAGEMENT, LLC
RIA
CRD#: 299704
Cupertino, CA
Past
January 27, 2015 - June 8, 2017
OPES ADVISORS, INC.
RIA
CRD#: 132996
SEATTLE, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FORTIS CAPITAL MANAGEMENT LLC
BOROUGHS, MICHAEL | FORTIS FINANCIAL GROUP | FORTIS CAPITAL MANAGEMENT LLC
CRD#: 172198 / SEC#: 801-113097
RIA
Registered Investment Advisory firm - (4/27/2018 Approved)California
Registered Investment Advisory firm - (6/23/2018 Terminated)Texas
Registered Investment Advisory firm - (5/24/2018 Terminated)Washington
Registered Investment Advisory firm - (5/31/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Washington(1/16/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/26/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
FC
FORTIS CAPITAL MANAGEMENT LLC
BOROUGHS, MICHAEL | FORTIS FINANCIAL GROUP | FORTIS CAPITAL MANAGEMENT LLC
CRD#: 172198 / SEC#: 801-113097
RIA
Registered Investment Advisory firm - (4/27/2018 Approved)California
Registered Investment Advisory firm - (6/23/2018 Terminated)Texas
Registered Investment Advisory firm - (5/24/2018 Terminated)Washington
Registered Investment Advisory firm - (5/31/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3600 136th Pl Se Suite 270, Bellevue, WA 98006
Mailing Address
Phone number
(425) 453-5010
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 350 |
| AUM (Assets Under Management) | $ 726,261,882 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
