David L. Day

GOLD MEDAL WATERS

Denver, CO

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CRD#: 6429357

Professional summary

David Lawrence Day, CFP®, who also goes by Dave Lawrence Day, is a registered financial advisor currently at GOLD MEDAL WATERS, INC. located in Denver, Colorado.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. David has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

What are your service offerings?

Social Security Planning

Comprehensive Financial Planni...

Retirement Planning

Socially Responsible Investing

Insurance Planning

Investment Planning

Tax Planning

Employee and Employer Plan Ben...

Estate Planning

Do you have an area of expertise or specialization?

Estate & Generational Planning...

Hourly

LGBT Couples and Families

Medical Professionals

Retirement Plan Investment Adv...

Socially Responsible Investmen...

Are you a "fiduciary"?

Yes

Aliases

Dave Lawrence Day

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Lawrence Day's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

September 29, 2017 - Present

GOLD MEDAL WATERS, INC.

RIA

CRD#: 132294

Denver, CO

Past

January 23, 2015 - November 8, 2016

DIVERSIFIED ASSET MANAGEMENT, INC.

RIA

CRD#: 112743

BOULDER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GOLD MEDAL WATERS, INC.

GOLD MEDAL WATERS, INC. | KELLEY, MATTHEW JOSEPH | GOLD MEDAL WATERS, LLC

CRD#: 132294 / SEC#: 801-113866

RIA

Registered Investment Advisory firm - (8/20/2018 Approved)

Colorado

Registered Investment Advisory firm - (11/8/2018 Terminated)

Illinois

Registered Investment Advisory firm - (8/20/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(9/29/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/22/2015

Uniform Investment Adviser Law Examination

Current Firm

GOLD MEDAL WATERS, INC.

GOLD MEDAL WATERS, INC. | KELLEY, MATTHEW JOSEPH | GOLD MEDAL WATERS, LLC

CRD#: 132294 / SEC#: 801-113866

RIA

Registered Investment Advisory firm - (8/20/2018 Approved)

Colorado

Registered Investment Advisory firm - (11/8/2018 Terminated)

Illinois

Registered Investment Advisory firm - (8/20/2018 Terminated)

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Contact information

Main Address

Boulder, CO

Mailing Address

4845 Pearl East Circle Suite 101, Boulder, CO 80301

Phone number

(720) 887-1299

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/17/2025)

Regulatory assets under management

Total Number of Accounts	636
AUM (Assets Under Management)	$ 248,139,175

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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David L. Day

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Lawrence Day's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOLD MEDAL WATERS, INC.

DIVERSIFIED ASSET MANAGEMENT, INC.

Primary Firm SEC Registration

GOLD MEDAL WATERS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/22/2015

Current Firm

GOLD MEDAL WATERS, INC.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GOLD MEDAL WATERS, INC.

TRUST BUT VERIFY

Contact information

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