Austin J. Neddenriep

FORONJY FINANCIAL

SANTA BARBARA, CA 93101

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CRD#: 6429105

Professional summary

Austin John Neddenriep is a registered financial advisor currently at FORONJY FINANCIAL located in Santa Barbara, California.

Austin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Austin has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 02/28/2018 - NEDDENRIEP FINANCIAL/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ MINDEN, NV

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Austin John Neddenriep's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 31, 2026 - Present

FORONJY FINANCIAL

Office #1: 401 Chapala Street Suite 105, Santa Barbara, CA 93101

RIA

CRD#: 332380

SANTA BARBARA, CA

Past

August 4, 2022 - December 15, 2022

BAYOU BRIDGE CAPITAL ADVISORS, LLC

RIA

CRD#: 318595

HOUSTON, TX

Past

July 5, 2022 - August 1, 2022

POST OAK PRIVATE WEALTH ADVISORS

RIA

CRD#: 159293

HOUSTON, TX

Past

October 31, 2018 - May 31, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

MINDEN, NV

Past

July 2, 2018 - May 31, 2022

LPL FINANCIAL LLC

CRD#: 6413

MINDEN, NV

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORONJY FINANCIAL

FORONJY FINANCIAL | FORONJY FINANCIAL LLC

CRD#: 332380 / SEC#: 801-130928

RIA

Registered Investment Advisory firm - (8/16/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/31/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/9/2026

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/8/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/2/2018

General Securities Representative Examination

Current Firm

FORONJY FINANCIAL

FORONJY FINANCIAL | FORONJY FINANCIAL LLC

CRD#: 332380 / SEC#: 801-130928

RIA

Registered Investment Advisory firm - (8/16/2024 Approved)

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Contact information

Main Address

401 Chapala Street Suite 105, Santa Barbara, CA 93101

Mailing Address

Phone number

(805) 543-1033

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A- FORONJY FINANCIAL (2/12/2026)

Regulatory assets under management

Total Number of Accounts	546
AUM (Assets Under Management)	$ 278,028,743

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Austin J. Neddenriep

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Austin John Neddenriep's CRS (Customer Relationship Summary).

Certified licenses

Experience

BAYOU BRIDGE CAPITAL ADVISORS, LLC

POST OAK PRIVATE WEALTH ADVISORS

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

FORONJY FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 7/9/2026

Series 63

Date: 10/8/2018

SIE

Date: 10/1/2018

Series 7

Date: 7/2/2018

Current Firm

FORONJY FINANCIAL

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FORONJY FINANCIAL

TRUST BUT VERIFY

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