Austin J. Neddenriep
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Austin John Neddenriep was a registered financial professional .
Austin is a previously registered financial professional and started their career in finance in 2018. Austin had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 2022 - December 15, 2022
BAYOU BRIDGE CAPITAL ADVISORS, LLC
July 5, 2022 - August 1, 2022
POST OAK PRIVATE WEALTH ADVISORS
October 31, 2018 - May 31, 2022
LPL FINANCIAL LLC
July 2, 2018 - May 31, 2022
LPL FINANCIAL LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BAYOU BRIDGE CAPITAL ADVISORS, LLC
CRD#: 318595 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 1,000,000 |
Red Flags
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