James M. Feeman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Matthew Feeman was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2015. James had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2016 - December 16, 2016
TBH ADVISORS, LLC
February 24, 2016 - March 29, 2016
CURIAN CAPITAL, LLC
February 19, 2016 - October 14, 2016
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
December 7, 2015 - February 19, 2016
GIRARD SECURITIES, INC.
December 7, 2015 - February 19, 2016
GIRARD SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TBH ADVISORS, LLC
CRD#: 226555 / SEC#: 801-96279
Contact information
Regulatory assets under management
| Total Number of Accounts | 383 |
| AUM (Assets Under Management) | $ 111,058,296 |
Red Flags
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