Harris M. Dzwonkowski

DIVERGENT CAPITAL ASSET MANAGEMENT LLC

Doral, FL 33166

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CRD#: 6428780

Professional summary

Harris Morgan Dzwonkowski, who also goes by Harris Dzwonkowski, is a registered financial advisor currently at DIVERGENT CAPITAL ASSET MANAGEMENT LLC located in Doral, Florida and ROCKLAND SECURITIES, LLC located in Doral, Florida.

Harris is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Harris has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Harris Dzwonkowski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Start date: 08/2023 - Divergent Branch LLC ("DB"), a Florida corporation located in Parkland, FL - Mr. Dzwonkowski is employed by, is a minority owner and Member that is the 100% direct owner and the Managing Member of Divergent Capital Asset Management LLC ("DCAM") (CRD # 324549), and an affiliate of Rockland Securities LLC. Depending on business requirements, Mr. Dzwonkowski spends approximately 8 hours (of approximately 160 total hours), or 5 percent of his time (which may vary, depending on business requirements) during regular business hours and regular securities trading hours working away from DCAM and Rockland Securities LLC at DB each month. Start date: 04/2023 - Divergent Capital Asset Management LLC, a Georgia corporation, investment adviser and affiliate of Rockland Securities LLC located in Doral, FL - Mr. Dzwonkowski is the COO and Head of Investments. Depending on business requirements, Mr. Dzwonkowski spends approximately 120 hours, or 75% of his time (which may vary, depending on business requirements), during regular business hours and regular securities trading hours working away from Rockland Securities LLC at DCAM each month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harris Morgan Dzwonkowski's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 4, 2023 - Present

DIVERGENT CAPITAL ASSET MANAGEMENT LLC

Office #1: 3785 Nw 82nd Avenue Unit 304, Doral, FL 33166

RIA

CRD#: 324549

Doral, FL

Current

September 19, 2025 - Present

ROCKLAND SECURITIES, LLC

Office #1: 3785 Nw 82nd Avenue, Unit 304, Doral, FL 33166

CRD#: 127855

Doral, FL

Past

April 23, 2023 - September 22, 2023

CRD#: 307917

Aventura, FL

Past

April 11, 2017 - April 6, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MIAMI, FL

Past

April 7, 2017 - April 6, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

MIAMI, FL

Past

June 22, 2016 - March 14, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

ATLANTA, GA

Past

October 19, 2015 - March 14, 2017

LPL FINANCIAL LLC

CRD#: 6413

ATLANTA, GA

Past

July 7, 2015 - August 5, 2015

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(11/27/2023)

IAR

Colorado
(5/31/2024)

IAR

Florida
(9/14/2023)

Florida
(9/22/2025)

IAR

Georgia
(5/4/2023)

IAR

Texas
(11/10/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/11/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/20/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/6/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/7/2015

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

DIVERGENT CAPITAL ASSET MANAGEMENT LLC

CRD#: 324549 / SEC#:

California

Registered Investment Advisory firm - (11/27/2023 Approved)

Colorado

Registered Investment Advisory firm - (5/31/2024 Approved)

Florida

Registered Investment Advisory firm - (9/12/2023 Approved)

Georgia

Registered Investment Advisory firm - (4/20/2023 Approved)

Louisiana

Registered Investment Advisory firm - (9/18/2023 Approved)

Texas

Registered Investment Advisory firm - (11/9/2023 Approved)

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Contact information

Main Address

3785 Nw 82nd Avenue Unit 304, Doral, FL 33166

Mailing Address

Phone number

(800) 834-6549

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	15
AUM (Assets Under Management)	$ 35,739,570

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Harris M. Dzwonkowski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harris Morgan Dzwonkowski's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROCKLAND SECURITIES, LLC

CASTLE HILL CAPITAL PARTNERS, INC.

GLIDE CAPITAL

MIRABERG WEALTH LLC

SINGER WEALTH ADVISORS INC.

KAWA CAPITAL MANAGEMENT, INC.

KAWA SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

LPL FINANCIAL LLC

LPL FINANCIAL LLC

J.P. TURNER & COMPANY, L.L.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/11/2020

Series 63

Date: 5/20/2020

SIE

Date: 4/6/2018

Series 7

Date: 7/7/2015

FINRA

Current Firm

DIVERGENT CAPITAL ASSET MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DIVERGENT CAPITAL ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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