CR
Chad J. Rixse
FOREFRONT
Austin, TX
Some features on this profile are disabled
CRD#: 6427741
CR
Professional summary
Chad Jarrett Rixse is a registered financial advisor currently at FOREFRONT located in Austin, Texas.
Chad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Chad has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Forefront Tax Partners, 7500 Rialto Blvd, Bldg. 1, Suite 250, Austin, TX 78735 | Tax Return Preparation, Not Investment Related | Tax Preparer, gather and organize documents in preparation tax review and filing | 03/2021 | 10 hours per month | 0 hours per month during trading hours. (2) Forefront Insurance Partners, 7500 Rialto Blvd, Bldg. 1, Suite 250, Austin, Texas 78735 | Insurance, Not Investment Related | Agent, uncover client's life insurance needs and sell life insurance products that meet their needs and are in their best interest | 03/2021 | 10-20 hours per month | 5-10 hours per month during trading hours. (3) 401GO, Inc., 8427 Old Bingham Hwy, Ste A, West Jordan, UT 84088 | Plan Administration, Investment Related | Plan Adviser; monitor and recommend asset classes, investment options, and QDIAs to be available under the plan; develop investment policy statements | 08/2021 | 2-5 hours per month | 2-5 hours per month during trading hours. (4) Remotasks; AI chatbot trainer; Start Date: 09/01/2023. 10 hours per month during nontrading hours. Non-investment related, Duties: reviewing AI chatbot training models for accuracy, safety, and in-character responses of the AI chatbot.
CRS (Client Relationship Summary) - RIA
Click below to view Chad Jarrett Rixse's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 7, 2021 - Present
FOREFRONT
RIA
CRD#: 308521
Austin, TX
Past
April 14, 2020 - January 23, 2023
CALTON & ASSOCIATES, INC.
RIA
CRD#: 20999
Anchorage, AK
Past
May 1, 2019 - April 14, 2020
INDEPENDENT FINANCIAL PARTNERS
RIA
CRD#: 125112
Anchorage, AK
Past
December 6, 2018 - July 26, 2019
FAR NORTH CAPITAL
RIA
CRD#: 299633
ANCHORAGE, AK
Past
December 13, 2017 - December 5, 2018
MILLENNIAL WEALTH
RIA
CRD#: 289970
SEATTLE, WA
Past
February 16, 2015 - August 29, 2017
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
SEATTLE, WA
Past
January 26, 2015 - August 29, 2017
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
SEATTLE, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FO
FOREFRONT
CHALK MONEY | THE 401(K) ADVISOR | SUMMIT ADVISORS, LLC | PRINCIPATUS WEALTH | POINT2 CAPITAL PARTNERS | PACE FINANCIAL SERVICES | NAMA PRIVATE WEALTH | MOUNTAIN HIGH WEALTH MANAGEMENT | MINDFUL FINANCIAL PARTNERS | LEONE AND COMPANY WEALTH MANAGEMENT | FOUR LEAF FINANCIAL PLANNING | FOREFRONT WEALTH PARTNERS, LLC | FOREFRONT WEALTH PARTNERS | FOREFRONT ADVISOR NETWORK | FOREFRONT | COAST FINANCIAL
CRD#: 308521 / SEC#: 801-130608
RIA
Registered Investment Advisory firm - (7/5/2024 Approved)Alaska
Registered Investment Advisory firm - (10/15/2024 Terminated)California
Registered Investment Advisory firm - (8/21/2024 Terminated)Florida
Registered Investment Advisory firm - (7/22/2024 Terminated)Michigan
Registered Investment Advisory firm - (7/29/2024 Terminated)New Hampshire
Registered Investment Advisory firm - (7/26/2024 Terminated)Ohio
Registered Investment Advisory firm - (7/22/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/24/2024 Terminated)Texas
Registered Investment Advisory firm - (7/22/2024 Terminated)Virginia
Registered Investment Advisory firm - (7/23/2024 Terminated)Washington
Registered Investment Advisory firm - (8/26/2024 Terminated)Wisconsin
Registered Investment Advisory firm - (7/22/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alaska(12/22/2022)
IAR
California(5/11/2022)
IAR
Florida(9/9/2022)
IAR
Michigan(1/26/2024)
IAR
Pennsylvania(10/2/2023)
IAR
Texas(9/7/2021)
IAR
Virginia(1/3/2024)
IAR
Washington(12/22/2022)
IAR
Wisconsin(1/18/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FO
FOREFRONT
CHALK MONEY | THE 401(K) ADVISOR | SUMMIT ADVISORS, LLC | PRINCIPATUS WEALTH | POINT2 CAPITAL PARTNERS | PACE FINANCIAL SERVICES | NAMA PRIVATE WEALTH | MOUNTAIN HIGH WEALTH MANAGEMENT | MINDFUL FINANCIAL PARTNERS | LEONE AND COMPANY WEALTH MANAGEMENT | FOUR LEAF FINANCIAL PLANNING | FOREFRONT WEALTH PARTNERS, LLC | FOREFRONT WEALTH PARTNERS | FOREFRONT ADVISOR NETWORK | FOREFRONT | COAST FINANCIAL
CRD#: 308521 / SEC#: 801-130608
RIA
Registered Investment Advisory firm - (7/5/2024 Approved)Alaska
Registered Investment Advisory firm - (10/15/2024 Terminated)California
Registered Investment Advisory firm - (8/21/2024 Terminated)Florida
Registered Investment Advisory firm - (7/22/2024 Terminated)Michigan
Registered Investment Advisory firm - (7/29/2024 Terminated)New Hampshire
Registered Investment Advisory firm - (7/26/2024 Terminated)Ohio
Registered Investment Advisory firm - (7/22/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/24/2024 Terminated)Texas
Registered Investment Advisory firm - (7/22/2024 Terminated)Virginia
Registered Investment Advisory firm - (7/23/2024 Terminated)Washington
Registered Investment Advisory firm - (8/26/2024 Terminated)Wisconsin
Registered Investment Advisory firm - (7/22/2024 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
7500 Rialto Blvd, Bldg 1 Suite 250, Austin, TX 78735
Mailing Address
Phone number
(512) 617-1984
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,382 |
| AUM (Assets Under Management) | $ 239,835,320 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
