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JM

Jack P. Mccaddon

COMPOUND PLANNING
Littleton, CO
Some features on this profile are disabled
CRD#: 6427544
JM

Professional summary

Jack Patrick Mccaddon, who also goes by Jack Patrick Mccaddon, Jack Mccaddon, is a registered financial advisor currently at COMPOUND PLANNING, INC. located in Littleton, Colorado.

Jack is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Jack has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jack Patrick Mccaddon | Jack Mccaddon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack Patrick Mccaddon's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 2, 2026 - Present

COMPOUND PLANNING, INC.

RIA
CRD#: 171787
Littleton, CO
Past

August 11, 2020 - February 2, 2026

MAIA WEALTH

RIA
CRD#: 292817
DENVER, CO
Past

March 9, 2017 - August 5, 2020

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
Denver, CO
Past

December 8, 2016 - January 17, 2017

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
ENGLEWOOD, CO
Past

May 20, 2015 - October 14, 2016

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
COMPOUND PLANNING, INC.
ALTERNATIV WEALTH | SHOPOFF PRIVATE CLIENT GROUP | COMPOUND PLANNING, INC. | COMPOUND PLANNING | ATOMI PRIVATE CLIENT GROUP | ATOMI FINANCIAL GROUP, INC. | ATOMI FINANCIAL GROUP | ATOMI FINANCIAL ADVISORS | ATOMI ASSET MANAGEMENT

CRD#: 171787 / SEC#: 801-126007

RIA
Registered Investment Advisory firm - (7/1/2022 Approved)
California
Registered Investment Advisory firm - (8/13/2022 Terminated)
Ohio
Registered Investment Advisory firm - (7/14/2022 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(2/2/2026)
IAR
Texas
(2/2/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/3/2020
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/9/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 5/20/2015
Investment Company Products/Variable Contracts Representative Examination

Current Firm

CP
COMPOUND PLANNING, INC.
ALTERNATIV WEALTH | SHOPOFF PRIVATE CLIENT GROUP | COMPOUND PLANNING, INC. | COMPOUND PLANNING | ATOMI PRIVATE CLIENT GROUP | ATOMI FINANCIAL GROUP, INC. | ATOMI FINANCIAL GROUP | ATOMI FINANCIAL ADVISORS | ATOMI ASSET MANAGEMENT

CRD#: 171787 / SEC#: 801-126007

RIA
Registered Investment Advisory firm - (7/1/2022 Approved)
California
Registered Investment Advisory firm - (8/13/2022 Terminated)
Ohio
Registered Investment Advisory firm - (7/14/2022 Terminated)
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Contact information

Main Address
115 Broadway 5th Floor, New York, NY 10006
Mailing Address
169 Madison Avenue Suite 15201, New York, NY 10016
Phone number
(888) 533-9364
Established
Firm type
Fiscal year end
# of Employees
104

SEC notice filing (50 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

COMPOUND PLANNING-FORM ADV, PART 2A BROCHURE (9/29/2025)

Regulatory assets under management

Total Number of Accounts6,372
AUM (Assets Under Management)$ 3,025,356,111

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COMPOUND PLANNING, INC.

CRD#: 171787Littleton, CO

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