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MR

Michael Ryan

CRD# 6427359·Registered 2015 - 2022
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Ryan, who also goes by Michael Cashman Ryan, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 2015 - 2022. Michael had worked at 5 firms and has passed the Series 65, Series 63, Series 7, SIE and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Cashman Ryan

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years registered in the securities industry

Current & Past Employments

Past

COHEN & STEERS SECURITIES, LLCPast·CRD# 29258
BD
New York, NY
May 9, 2019 - July 29, 2022
CANTOR FITZGERALD INVESTMENT ADVISORSPast·CRD# 159296
RIA
New York, NY
September 7, 2018 - April 24, 2019
CANTOR FITZGERALD & CO.Past·CRD# 134
BD
New York, NY
June 18, 2018 - April 24, 2019
EQUITABLE DISTRIBUTORS, LLCPast·CRD# 25900
BD
Jersey City, NJ
May 9, 2016 - June 12, 2018
PRUCO SECURITIES, LLC.Past·CRD# 5685
BD
Paramus, NJ
January 23, 2015 - May 3, 2016

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Current Firm

C&
COHEN & STEERS SECURITIES, LLC

COHEN & STEERS SECURITIES, INC. | COHEN & STEERS SECURITIES, LLC

CRD#: 29258 / SEC#: 8-44123
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

1166 Avenue Of The Americas 30th Floor, New York, NY 10036

Mailing Address

1166 Avenue Of The Americas 30th Floor, New York, NY 10036

Phone Number

(212) 832-3232

Established

Delaware since 11/13/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
COHEN & STEERS CAPITAL MANAGEMENT INC.SHAREHOLDER106266
DERECHIN, ADAM MVICE PRESIDENT2531374
HILAL, NARGIS AHMADCHIEF COMPLIANCE OFFICER5735681
POLI, FRANCIS CASIMIRPRESIDENT, DIRECTOR1628917
TEUFEL, FREDERICK CHARLESFINOP, PFO AND POO2092408

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2018About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2015About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 2018About the Series 7 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 2015About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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