Robert N. Deklotz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Neil Deklotz SR, who also goes by Robert Neil Deklotz, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1971. Robert had worked at 6 firms and has passed the Series 63, SIE, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2017 - June 6, 2018
IAMS WEALTH MANAGEMENT, LLC
July 26, 2011 - February 6, 2015
CROWN CAPITAL SECURITIES, L.P.
March 3, 2004 - February 6, 2015
CROWN CAPITAL SECURITIES, L.P.
September 20, 2002 - October 16, 2003
CROWN CAPITAL SECURITIES, L.P.
January 29, 1992 - October 14, 2002
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
February 28, 1983 - February 11, 1992
LPL FINANCIAL LLC
October 25, 1982 - October 2, 1991
NYLIFE SECURITIES LLC
April 1, 1980 - March 7, 1983
OLD SLIP CAPITAL MANAGEMENT, INC.
January 22, 1971 - November 27, 1979
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
IAMS WEALTH MANAGEMENT, LLC
CRD#: 286085 / SEC#: 801-108875
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/18/1971
Registered Representative ExaminationCurrent Firm
IAMS WEALTH MANAGEMENT, LLC
CRD#: 286085 / SEC#: 801-108875
Contact information
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,104 |
| AUM (Assets Under Management) | $ 343,012,390 |
Red Flags
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