NG
Nolan J. Goslee
BROOKSTONE CAPITAL MANAGEMENT LLC
Grand Rapids, MI 49546
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CRD#: 6427244
NG
Professional summary
Nolan James Goslee is a registered financial advisor currently at BROOKSTONE CAPITAL MANAGEMENT LLC located in Grand Rapids, Michigan.
Nolan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Nolan has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Cornerstone RP POSITION: Financial Advisor NATURE: Working at Cornerstone RP as a financial advisor alongside Ron Courser. INVESTMENT RELATED: Yes NUMBER OF HOURS: 190 SECURITIES TRADING HOURS: 160 START DATE: 07/01/2016 ADDRESS: 2900 Charlevoix SE, Ste 310, Grand Rapids MI 49546 DESCRIPTION: Working with clients to creat financial plans tailored to specific client needs on a daily basis. HIGHLAND HILL COMMUNITY BOARD OF DIRECTORS POSITION: Treasurer NATURE: Semi-annual meetings with the board and annual meetings with the neighborhood to make sure neighborhood dues are being allocated properly and property is maintained within the scope of a condominium complex. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/28/2019 ADDRESS: 2025 E Beltline Ave SE, Grand Rapids MI 49546, United States DESCRIPTION: Verifying fund inflows v outflows, allocating capital expenditure. No real hands on activities as dues collection is the responsibility of the homeowner's association. More of a formal title than anything else.
CRS (Client Relationship Summary) - RIA
Click below to view Nolan James Goslee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2020 - Present
BROOKSTONE CAPITAL MANAGEMENT LLC
Office #1: 2900 Charlevoix Dr Se Ste 310, Grand Rapids, MI 49546RIA
CRD#: 141413
Grand Rapids, MI
Past
September 6, 2016 - January 2, 2020
KALOS MANAGEMENT
RIA
CRD#: 133025
Grand Rapids, MI
Past
June 29, 2016 - January 2, 2020
KALOS CAPITAL, INC.
BD
CRD#: 44337
GRAND RAPIDS, MI
Past
November 30, 2015 - July 7, 2016
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
Grand Rapids, MI
Past
June 18, 2015 - December 4, 2015
NYLIFE SECURITIES LLC
BD
CRD#: 5167
GRAND RAPIDS, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(5/11/2022)
IAR
Florida(6/7/2022)
IAR
Illinois(5/17/2022)
IAR
Louisiana(5/16/2022)
IAR
Michigan(1/2/2020)
IAR
North Carolina(5/16/2022)
IAR
Oklahoma(5/11/2022)
IAR
Texas(1/2/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1745 S. Naperville Road Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
395
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 73,650 |
| AUM (Assets Under Management) | $ 10,409,137,908 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BROOKSTONE CAPITAL MANAGEMENT LLC
CRD#: 141413Grand Rapids, MI 49546TRUST BUT VERIFY
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