Scott Ryan Monk
CFP®Professional Summary
Scott Ryan Monk, CFP®, who also goes by Scott Monk, is a registered financial advisor currently at CHARIS LEGACY PARTNERS located in Bryan, Texas. Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Scott has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Social Security & Medicare Planning
- Tax Planning
- Health Care & Long-Term Care Planning
- Financial Planning
- Estate & Legacy Planning
- Retirement Planning
- Risk Management & Insurance
- Education Funding
- Business Services
- Cashflow & Budgeting
- Investment Management
Specializations
Biography
My weekly blog can be found at charislegacy.com/blog
Other Aliases
Scott Monk
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
11 years in the financial services industry
Current & Past Employments
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Current Firm
CHARIS LEGACY PARTNERS | MONK, SCOTT RYAN | CHARIS LEGACY PARTNERS, LLC
Contact Information
Main Address
1716 Briarcrest Dr Suite 300, Bryan, TX 77802Phone Number
(979) 406-7875# of Employees
1SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
244AUM (Assets Under Management)
$132,695,803Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
CHARIS LEGACY PARTNERS | MONK, SCOTT RYAN | CHARIS LEGACY PARTNERS, LLC
State Registrations and Notice Filings
(2/26/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Scott Ryan Monk's CRS (Customer Relationship Summary).
Services Offered by Scott
- Social Security & Medicare Planning
- Tax Planning
- Health Care & Long-Term Care Planning
- Financial Planning
- Estate & Legacy Planning
- Retirement Planning
- Risk Management & Insurance
- Education Funding
- Business Services
- Cashflow & Budgeting
- Investment Management
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