Scott R. Monk
CHARIS LEGACY PARTNERS
Bryan, TX 77802
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CRD#: 6427211
Professional summary
Scott Ryan Monk, CFP®, who also goes by Scott Monk, is a registered financial advisor currently at CHARIS LEGACY PARTNERS located in Bryan, Texas.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Scott has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Biography
My weekly blog can be found at charislegacy.com/blog
Question & Answer
What are your service offerings?
Social Security Planning
Tax Planning
Health Care
Long-term Care
Comprehensive Financial Planni...
Inheritance
Retirement Income Management
Insurance Planning
Retirement Planning
Education Planning
Life Transitions
Estate Planning
Employee and Employer Plan Ben...
Budgeting
Investment Planning
Do you have an area of expertise or specialization?
Charitable Giving
Estate & Generational Planning...
High Net Worth Client Needs
Insurance Related Issues
Retirement Planning & Distribu...
Tax Planning
Are you a "fiduciary"?
Yes
Aliases
Scott Monk
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Scott Monk, author; non-investment related; 1716 Briarcrest Dr, Suite 300 Bryan, TX 77802; book royalties, published February 2021-Present, 0 hours
CRS (Client Relationship Summary) - RIA
Click below to view Scott Ryan Monk's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
February 26, 2021 - Present
CHARIS LEGACY PARTNERS
Office #1: 1716 Briarcrest Dr Suite 300, Bryan, TX 77802RIA
CRD#: 311968
Bryan, TX
Past
August 22, 2017 - February 25, 2021
VANGUARD ADVISERS, INC.
RIA
CRD#: 106715
Scottsdale, AZ
Past
December 22, 2014 - February 25, 2021
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CHARIS LEGACY PARTNERS
CHARIS LEGACY PARTNERS | MONK, SCOTT RYAN | CHARIS LEGACY PARTNERS, LLC
CRD#: 311968 / SEC#: 801-131532
RIA
Registered Investment Advisory firm - (11/27/2024 Approved)Arizona
Registered Investment Advisory firm - (12/2/2022 Terminated)Massachusetts
Registered Investment Advisory firm - (12/2/2024 Terminated)Texas
Registered Investment Advisory firm - (12/2/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(2/26/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
CHARIS LEGACY PARTNERS
CHARIS LEGACY PARTNERS | MONK, SCOTT RYAN | CHARIS LEGACY PARTNERS, LLC
CRD#: 311968 / SEC#: 801-131532
RIA
Registered Investment Advisory firm - (11/27/2024 Approved)Arizona
Registered Investment Advisory firm - (12/2/2022 Terminated)Massachusetts
Registered Investment Advisory firm - (12/2/2024 Terminated)Texas
Registered Investment Advisory firm - (12/2/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1716 Briarcrest Dr Suite 300, Bryan, TX 77802
Mailing Address
Phone number
(979) 406-7875
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 196 |
| AUM (Assets Under Management) | $ 117,225,679 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
