John A. Cutrone

LUMIDA WEALTH MANAGEMENT LLC

WAYNE, NJ 07470

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CRD#: 6427013

Professional summary

John Anthony Cutrone III, who also goes by John Anthony Cutrone, is a registered financial advisor currently at LUMIDA WEALTH MANAGEMENT LLC located in Wayne, New Jersey.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. John has worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Anthony Cutrone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Anthony Cutrone III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 18, 2026 - Present

LUMIDA WEALTH MANAGEMENT LLC

Office #1: 1200 Preakness Avenue Suite B1200, Wayne, NJ 07470

RIA

CRD#: 323410

WAYNE, NJ

Past

August 30, 2017 - June 14, 2024

AEGIS CAPITAL CORP.

CRD#: 15007

NEW YORK, NY

Past

January 12, 2015 - July 27, 2017

CAREY FINANCIAL, LLC

CRD#: 15246

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LUMIDA WEALTH MANAGEMENT LLC

LUMIDA | LUMIDA WEALTH MANAGEMENT LLC | LUMIDA WEALTH

CRD#: 323410 / SEC#: 801-126806

RIA

Registered Investment Advisory firm - (11/25/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(2/18/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/29/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 2/21/2019

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/12/2015

General Securities Representative Examination

Current Firm

LUMIDA WEALTH MANAGEMENT LLC

LUMIDA | LUMIDA WEALTH MANAGEMENT LLC | LUMIDA WEALTH

CRD#: 323410 / SEC#: 801-126806

RIA

Registered Investment Advisory firm - (11/25/2022 Approved)

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Contact information

Main Address

1200 Preakness Avenue Suite B1200, Wayne, NJ 07470

Mailing Address

Phone number

(833) 512-5111

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LUMIDA FORM ADV PART 2A (10/30/2025)

Regulatory assets under management

Total Number of Accounts	77
AUM (Assets Under Management)	$ 148,637,726

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John A. Cutrone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Anthony Cutrone III's CRS (Customer Relationship Summary).

Certified licenses

Experience

AEGIS CAPITAL CORP.

CAREY FINANCIAL, LLC

Primary Firm SEC Registration

LUMIDA WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/29/2015

Series 79TO

Date: 2/21/2019

SIE

Date: 10/1/2018

Series 7

Date: 1/12/2015

Current Firm

LUMIDA WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LUMIDA WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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