Amy L. Alpert

GRAY PRIVATE WEALTH

Canton, MA 02021

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CRD#: 6426833

Professional summary

Amy Lorenzo Alpert, CFP®, who also goes by Amy Alpert, Amy Louise Lorenzo, is a registered financial advisor currently at GRAY PRIVATE WEALTH, LLC located in Canton, Massachusetts.

Amy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Amy has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Amy Alpert | Amy Louise Lorenzo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Lorenzo Alpert's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

January 5, 2023 - Present

GRAY PRIVATE WEALTH, LLC

Office #1: 150 Royall Street Suite 102, Canton, MA 02021

RIA

CRD#: 128547

Canton, MA

Past

June 29, 2020 - April 12, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Wellesley, MA

Past

November 7, 2017 - April 12, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Wellesley, MA

Past

October 31, 2016 - March 30, 2017

NEW ENGLAND PRIVATE WEALTH ADVISORS, LLC

RIA

CRD#: 133790

WELLESLEY, MA

Past

January 20, 2015 - April 20, 2016

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

NORTH ANDOVER, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRAY PRIVATE WEALTH, LLC

GRAY EQUITY MANAGEMENT, LLC | GRAY PRIVATE WEALTH, LLC

CRD#: 128547 / SEC#: 801-112720

RIA

Registered Investment Advisory firm - (3/29/2018 Approved)

Massachusetts

Registered Investment Advisory firm - (1/4/2019 Terminated)

Texas

Registered Investment Advisory firm - (12/12/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(7/26/2023)

IAR

Texas
(1/5/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/15/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/20/2015

General Securities Representative Examination

Current Firm

GRAY PRIVATE WEALTH, LLC

GRAY EQUITY MANAGEMENT, LLC | GRAY PRIVATE WEALTH, LLC

CRD#: 128547 / SEC#: 801-112720

RIA

Registered Investment Advisory firm - (3/29/2018 Approved)

Massachusetts

Registered Investment Advisory firm - (1/4/2019 Terminated)

Texas

Registered Investment Advisory firm - (12/12/2018 Terminated)

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Contact information

Main Address

150 Royall Street Suite 102, Canton, MA 02021

Mailing Address

Phone number

(781) 232-2020

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GPW - FORM ADV 2A - FINAL 02.05.2024 (3/14/2025)

Regulatory assets under management

Total Number of Accounts	279
AUM (Assets Under Management)	$ 465,414,148

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/19/2023	Cover Page	Report
01/11/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Amy L. Alpert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Lorenzo Alpert's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

NEW ENGLAND PRIVATE WEALTH ADVISORS, LLC

PURSHE KAPLAN STERLING INVESTMENTS

Primary Firm SEC Registration

GRAY PRIVATE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/15/2015

SIE

Date: 10/1/2018

Series 7

Date: 1/20/2015

Current Firm

GRAY PRIVATE WEALTH, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

GRAY PRIVATE WEALTH, LLC

TRUST BUT VERIFY

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