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Phillip A. Sanchez

Phillip A. Sanchez

HECK CAPITAL ADVISORS | Financial Consultant
Scottsdale, AZ 85254
Some features on this profile are disabled
CRD#: 6425878
Phillip A. Sanchez

Professional summary

Phillip A. Sanchez, who also goes by Phillip Allen Sanchez, is a registered financial advisor currently at HECK CAPITAL ADVISORS, LLC located in Scottsdale, Arizona.

Phillip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Phillip has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 9 exams.

Biography

In addition to being a Financial Consultant, I am a father, a husband, a Marine Officer, and a community volunteer. My life experiences and well-rounded financial services career fosters a unique perspective to every relationship I build. My mission is simple, provide personalized guidance based on Fidelity's principles and resources.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Phillip Allen Sanchez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip A. Sanchez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Education

Arizona State University

Bachelor of Arts (BA) - Communication

2014

Experience

Current

April 3, 2026 - Present

HECK CAPITAL ADVISORS, LLC

Office #1: 7047 E Greenway Pkwy #250, Scottsdale, AZ 85254
RIA
CRD#: 143848
Scottsdale, AZ
Past

March 31, 2025 - March 19, 2026

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
PHOENIX, AZ
Past

January 28, 2021 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
SALT LAKE CITY, UT
Past

January 20, 2021 - March 19, 2026

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
PHOENIX, AZ
Past

May 26, 2016 - December 9, 2020

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Phoenix, AZ
Past

July 27, 2015 - December 9, 2020

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Phoenix, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HC
HECK CAPITAL ADVISORS, LLC
H CONSULTING, LLC | HECK CAPITAL ADVISORS, LLC | HECK CAPITAL ADVISORS

CRD#: 143848 / SEC#: 801-67872

RIA
Registered Investment Advisory firm - (5/14/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Wisconsin
(4/3/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/26/2016
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 5/15/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/27/2015
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 3/25/2017
General Securities Sales Supervisor - Options Module Examination

Current Firm

HC
HECK CAPITAL ADVISORS, LLC
H CONSULTING, LLC | HECK CAPITAL ADVISORS, LLC | HECK CAPITAL ADVISORS

CRD#: 143848 / SEC#: 801-67872

RIA
Registered Investment Advisory firm - (5/14/2007 Approved)
PREMIUM
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Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
15 East Anderson Street, Rhinelander, WI 54501
Mailing Address
Po Box 738, Rhinelander, WI 54501
Phone number
(715) 361-1500
Established
Firm type
Fiscal year end
# of Employees
26

SEC notice filing (22 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A, APPENDIX 1 AND SCHEDULE 2B (3/14/2025)

Regulatory assets under management

Total Number of Accounts3,815
AUM (Assets Under Management)$ 9,670,498,771

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HECK CAPITAL ADVISORS, LLC

Financial ConsultantCRD#: 143848Scottsdale, AZ 85254

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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