Taylor J. Whelan

WHELAN FINANCIAL

Fresno, CA 93711-5780

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CRD#: 6425340

Professional summary

Taylor John Whelan, CFP® is a registered financial advisor currently at WHELAN FINANCIAL located in Fresno, California.

Taylor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Taylor has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Taylor John Whelan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

January 23, 2015 - Present

WHELAN FINANCIAL

Office #1: 7700 North Palm Ave. #201, Fresno, CA 93711-5780

RIA

CRD#: 107227

Fresno, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WHELAN FINANCIAL

WHELAN FINANCIAL | WHELAN VINCENT JOSEPH

CRD#: 107227 / SEC#: 801-40071

RIA

Registered Investment Advisory firm - (10/28/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/23/2015)

IAR

Texas
(3/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/23/2015

Uniform Investment Adviser Law Examination

Current Firm

WHELAN FINANCIAL

WHELAN FINANCIAL | WHELAN VINCENT JOSEPH

CRD#: 107227 / SEC#: 801-40071

RIA

Registered Investment Advisory firm - (10/28/1991 Approved)

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Contact information

Main Address

7700 North Palm Ave. #201, Fresno, CA 93711-5780

Mailing Address

Phone number

(559) 228-8002

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (3/26/2025)

ADV SUPPLEMENTAL: VINCENT J. WHELAN, CFP(R) (3/26/2025)

ADV SUPPLEMENTAL: PORTIA L. WHITE, CFP(R) (3/26/2025)

ADV SUPPLEMENTAL: MICHAEL J. RYAN,V, CFP(R) (3/26/2025)

ADV SUPPLEMENTAL: TAYLOR J. WHELAN CFP(R) (3/26/2025)

ADV SUPPLEMENTAL: MICHAEL D. MANJARREZ (3/26/2025)

ADV SUPPLEMENTAL: LORI N. ONG, CFP(R) (3/26/2025)

ADV SUPPLEMENTAL: STEPHEN C. DETWEILER CFP(R) (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,581
AUM (Assets Under Management)	$ 674,632,385

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Taylor J. Whelan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Taylor John Whelan's CRS (Customer Relationship Summary).

Certified licenses

Experience

WHELAN FINANCIAL

Primary Firm SEC Registration

WHELAN FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 1/23/2015

Current Firm

WHELAN FINANCIAL

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WHELAN FINANCIAL

TRUST BUT VERIFY

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