Zachary T. Mulkern
Professional summary
Zachary Tyler Mulkern, who also goes by Zach Mulkern, is a registered financial professional currently at COVINGTON ASSOCIATES, LLC located in Boston, Massachusetts.
Zachary is registered as a RR (Registered Representative) and started their career in finance in 2015. Zachary has worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Zachary Tyler Mulkern's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 23, 2025 - Present
COVINGTON ASSOCIATES, LLC
Office #1: 99 Summer Street 2nd Floor, Boston, MA 02110June 7, 2017 - May 29, 2020
LADDER CAPITAL SECURITIES LLC
October 18, 2016 - June 1, 2017
ALLIANCEBERNSTEIN INVESTMENTS, INC.
October 1, 2015 - September 21, 2016
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/21/2024
General Securities Representative ExaminationFINRA
Current Firm
COVINGTON ASSOCIATES, LLC
CRD#: 127437 / SEC#: , 8-65997
Contact information
FINRA licenses (16 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CIBOTTI, THOMAS MARK | PARTNER | |
| DUNN, IAN BENJAMIN | PARTNER, CHIEF COMPLIANCE OFFICER, AML SUPERVISOR, | |
| COVINGTON, CHRISTOPHER HUGH | PARTNER | |
| CROSBY-BROWN, LAURA MAY | FINOP | 1545513 |
Red Flags
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Company Information
COVINGTON ASSOCIATES, LLC
CRD#: 127437Boston, MA 02110TRUST BUT VERIFY
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