Randall Male
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randall Male, who also goes by Randall Edward Male, Randy Male, was a registered financial professional .
Randall is a previously registered financial professional and started their career in finance in 2014. Randall had worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 82, Series 79 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2020 - August 25, 2025
GREEN GIRAFFE SECURITIES, LLC
April 5, 2019 - June 3, 2020
FORESIDE INVESTMENT SERVICES, LLC
December 20, 2014 - March 20, 2019
WATERWAY CAPITAL LLC
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
GREEN GIRAFFE SECURITIES, LLC
CRD#: 305147 / SEC#: , 8-70416
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
