James M. Hill
ADVISORY ALPHA
Holland, MI 49423
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CRD#: 6424162
Professional summary
James Michael Hill, CFP®, who also goes by James Hill, Jim Hill, is a registered financial advisor currently at ADVISORY ALPHA, LLC located in Holland, Michigan and PURSHE KAPLAN STERLING INVESTMENTS located in Holland, Michigan.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. James has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James Hill | Jim Hill
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Fixed Insurance. Investment-related; 348 S. Waverly Road, Suite 102, Holland, MI 49423; Fixed / Traditional Insurance. Agent. Start date: 01/2023. 20 hours/month; 20 hours/month during trading hours; Sales of fixed / traditional insurance products. 2) Trustment, LLC. Investment-related. 348 S. Waverly Road, Suite 102, Holland, MI 49423; Fixed Insurance and Financial Services. President/Owner. Start: 08/2022. 160 hours/month; 160 hours/month during trading hours; Provides financial services, consulting and insurance services to clients. 3) Purshe Kaplan Sterling Investments; Investment-related. 80 State Street Albany, NY 12207; Offer and sale of commission based Investment Products; Registered Representative; 01/2023; Approx. 5 hours/month; Approx. 5 hours/month during trading hours; Sale of commission based mutual funds, variable annuities and fixed indexed annuities to clients. 4) Advisory Alpha, LLC. Investment-Related. At registered location. RIA. Financial Advisor. Start date: 01/2023. 160 hrs/month; all during trading hours. Provide advice to clients.
CRS (Client Relationship Summary) - RIA
Click below to view James Michael Hill's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
January 9, 2023 - Present
ADVISORY ALPHA, LLC
Office #1: 348 S. Waverly Road Suite 102, Holland, MI 49423RIA
CRD#: 158282
Holland, MI
Current
January 11, 2023 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 348 S. Waverly Road Suite 102, Holland, MI 49423BD
CRD#: 35747
Holland, MI
Past
January 28, 2015 - January 6, 2023
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
ZEELAND, MI
Past
January 5, 2015 - January 6, 2023
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
ZEELAND, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ADVISORY ALPHA, LLC
ADVISORY ALPHA | SUDDENLY SINGLE WEALTH MANAGEMENT | SCHIPPER & OSTERINK | MONEY TALES FINANCIAL | FINANCIAL TRANSITIONS LTD. | FINANCIAL DECISIONS | ESTATE DOCTOR | CONGER WEALTH MANAGEMENT | CASE WEALTH MANAGEMENT | ADVISORY ALPHA, LLC
CRD#: 158282 / SEC#: 801-72499
RIA
Registered Investment Advisory firm - (6/14/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(1/11/2023)
RR
Florida(1/11/2023)
RR
Indiana(1/14/2023)
IAR
Michigan(1/9/2023)
RR
Michigan(1/14/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AA
ADVISORY ALPHA, LLC
ADVISORY ALPHA | SUDDENLY SINGLE WEALTH MANAGEMENT | SCHIPPER & OSTERINK | MONEY TALES FINANCIAL | FINANCIAL TRANSITIONS LTD. | FINANCIAL DECISIONS | ESTATE DOCTOR | CONGER WEALTH MANAGEMENT | CASE WEALTH MANAGEMENT | ADVISORY ALPHA, LLC
CRD#: 158282 / SEC#: 801-72499
RIA
Registered Investment Advisory firm - (6/14/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
348 S Waverly Rd Suite 100, Holland, MI 49423
Mailing Address
Phone number
(866) 530-1400
Established
Firm type
Fiscal year end
# of Employees
60
SEC notice filing (48 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 22,480 |
| AUM (Assets Under Management) | $ 3,468,083,482 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
