Daniel R. Horowitz
Professional summary
Daniel Robert Horowitz, who also goes by Daniel Robert Horowitz, is a registered financial professional currently at CANTOR FITZGERALD & CO. located in New York, New York.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2017. Daniel has worked at 11 firms and has passed the SIE, Series 99 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Robert Horowitz's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 25, 2025 - Present
CANTOR FITZGERALD & CO.
Office #1: 110 East 59th Street 4th Floor, New York, NY, 10022May 4, 2023 - December 12, 2023
GENESIS GLOBAL TRADING, INC
May 12, 2018 - April 28, 2023
FMX EXECUTION, LLC
May 11, 2018 - November 20, 2020
CASTLEOAK SECURITIES, LP
May 10, 2018 - May 27, 2020
CFWP SECURITIES, LLC
May 10, 2018 - July 1, 2021
SUNRISE BROKERS LLC
May 10, 2018 - September 19, 2022
AQUA SECURITIES L.P.
May 10, 2018 - April 28, 2023
MINT BROKERS
May 10, 2018 - April 28, 2023
GFI SECURITIES LLC
May 10, 2018 - April 28, 2023
CF SECURED, LLC
May 10, 2018 - April 28, 2023
BGC FINANCIAL, L.P.
March 11, 2017 - April 28, 2023
CANTOR FITZGERALD & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Cboe BYX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
CANTOR FITZGERALD & CO.
CRD#: 134 / SEC#: , 8-201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CFS CF & CO I HOLDINGS, L.P. | MANAGING GENERAL PARTNER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF EQUITIES | 4424051 |
| CFLP CF&CO I HOLDINGS, L.P. | LIMITED PARTNER | |
| KELLY, SAGE NOLAN | CO-CHIEF EXECUTIVE OFFICER /GLOBAL HEAD OF INVESTMENT BANKING | 2528122 |
| MERKEL, STEPHEN MARCUS | EXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY | 2366318 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 97 |
Red Flags
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