Alyssa Ann Kaiser
Professional Summary
Alyssa Ann Kaiser, who also goes by Alyssa Ann Kaiser-nash, Alyssa Ann Mcginness, Alyssa Ann Nash, Alyssa A Nash, is a registered financial advisor currently at WTO ADVISORS, LLC located in Edmond, Oklahoma. Alyssa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Alyssa has worked at 2 firms and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Alyssa Ann Kaiser, Alyssa Ann Kaiser-Nash, Alyssa Ann Mcginness, Alyssa Ann Nash, Alyssa A Nash
Similar Advisors
CETERA INVESTMENT ADVISERS LLC
ACT ADVISORS
GRAHAM CAPITAL WEALTH MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
CETERA INVESTMENT ADVISERS LLC
ACT ADVISORS
GRAHAM CAPITAL WEALTH MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
CETERA INVESTMENT ADVISERS LLC
ACT ADVISORS
GRAHAM CAPITAL WEALTH MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
CETERA INVESTMENT ADVISERS LLC
ACT ADVISORS
GRAHAM CAPITAL WEALTH MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
Years of Experience
11 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
CETERA INVESTMENT ADVISERS LLC
ACT ADVISORS
GRAHAM CAPITAL WEALTH MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
Current Firm
WTO ADVISORS, LLC
Contact Information
Main Address
2952 Via Esperanza, Edmond, OK 73013Phone Number
(405) 241-1400# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
128AUM (Assets Under Management)
$84,603,902Similar Advisors
CETERA INVESTMENT ADVISERS LLC
ACT ADVISORS
GRAHAM CAPITAL WEALTH MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
CETERA INVESTMENT ADVISERS LLC
ACT ADVISORS
GRAHAM CAPITAL WEALTH MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
(3/7/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
CETERA INVESTMENT ADVISERS LLC
ACT ADVISORS
GRAHAM CAPITAL WEALTH MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Alyssa Ann Kaiser's CRS (Customer Relationship Summary).
Similar Advisors
CETERA INVESTMENT ADVISERS LLC
ACT ADVISORS
GRAHAM CAPITAL WEALTH MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC