Claudio Defraja
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Claudio Defraja was a registered financial professional .
Claudio is a previously registered financial professional and started their career in finance in 2015. Claudio had worked at 1 firm and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 29, 2015 - June 20, 2017
AMERITECH ADVISORS
State Registrations and Notice Filings
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Exams
Current Firm
AMERITECH ADVISORS
CRD#: 151597 / SEC#: , 8-68384
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DAGOSTINO, DANIEL SALVATORE JR | MANAGING MEMBER, CCO, EXECUTIVE REP., AML SUPERVISOR., FINOP, CFO | 2421774 |
Red Flags
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