Kurt R. Dedicatoria
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kurt Ramos Dedicatoria, who also goes by Kurt Dedicatoria, was a registered financial professional .
Kurt is a previously registered financial professional and started their career in finance in 2015. Kurt had worked at 7 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 24, 2021 - October 25, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS
November 17, 2021 - October 24, 2023
FIDELITY BROKERAGE SERVICES LLC
July 27, 2020 - December 31, 2020
CITIZENS SECURITIES, INC.
July 27, 2020 - January 5, 2021
CITIZENS SECURITIES, INC.
July 23, 2019 - July 31, 2020
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
July 8, 2019 - July 31, 2020
CAMBRIDGE INVESTMENT RESEARCH, INC.
February 18, 2016 - January 23, 2017
MORGAN STANLEY
February 10, 2016 - January 23, 2017
MORGAN STANLEY
February 17, 2015 - January 19, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 12, 2015 - January 19, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/8/2019
General Securities Representative ExaminationCurrent Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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