Patrick M. Feldman

SCP STEWARD CAPITAL ADVISERS LLC

Houston, TX

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CRD#: 6423463

Professional summary

Patrick M Feldman is a registered financial advisor currently at SCP STEWARD CAPITAL ADVISERS LLC located in Houston, Texas.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Patrick has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 10/2009 TO PRESENT; SELF-EMPLOYED; SANTA FE, NM; NOT INVESTMENT RELATED; CONSULTANT, PORTFOLIO AND HEDGE EVALUATION. (2) 04/2012 TO PRESENT; TMST, INC.; SANTA FE, NM; NOT INVESTMENT RELATED; INDEPENDENT CONTRACTOR, CONSULTANT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick M Feldman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 5, 2020 - Present

SCP STEWARD CAPITAL ADVISERS LLC

RIA

CRD#: 291038

Houston, TX

Past

January 5, 2015 - November 5, 2021

STEWARD SECURITIES GROUP LLC

CRD#: 168098

COMMACK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/5/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/30/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/22/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/4/2015

General Securities Representative Examination

Current Firm

SCP STEWARD CAPITAL ADVISERS LLC

CRD#: 291038 / SEC#:

Texas

Registered Investment Advisory firm - (12/7/2017 Approved)

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Contact information

Main Address

Houston, TX

Mailing Address

Phone number

(281) 221-9954

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Patrick M. Feldman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick M Feldman's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCP STEWARD CAPITAL ADVISERS LLC

STEWARD SECURITIES GROUP LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/30/2020

Series 63

Date: 1/22/2015

SIE

Date: 10/1/2018

Series 7

Date: 1/4/2015

Current Firm

SCP STEWARD CAPITAL ADVISERS LLC

Contact information

Documents

Red Flags

Company Information

SCP STEWARD CAPITAL ADVISERS LLC

TRUST BUT VERIFY

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