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Franklin Williams

BELVEDERE TRADING
BOULDER, CO
·CRD# 6422992·5 years experience

Professional Summary

Franklin Williams, who also goes by Franklin Streater Williams, is a registered financial advisor currently at BELVEDERE TRADING LLC located in Boulder, Colorado. Franklin is registered as a RR (Registered Representative) and started their career in finance in 2021. Franklin has worked at 1 firm and has passed the SIE and Series 57TO exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Franklin Streater Williams

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

5 years in the financial services industry

Current & Past Employments

BELVEDERE TRADING LLC·CRD# 132605
BD
1881 9th Street Suite 318, Boulder, CO 80302
June 4, 2021 - Present

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Current Firm

BT
BELVEDERE TRADING LLC

BELVEDERE TRADING LLC

CRD#: 132605 / SEC#: 8-66612
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

10 S Riverside Plaza Suite 2100, Chicago, IL 60606

Mailing Address

10 S. Riverside Plaza Suite 2100, Chicago, IL 60606

Phone Number

(312) 893-3750

Established

Illinois since 01/25/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

Documents

Direct owners and executive officers

NamePositionCRD#
BELVEDERE GROUP LLCSOLE MEMBER—
BABER, YEZDAAN AHMADCHIEF EXECUTIVE OFFICER6229007
FORRER, RICHARDO THOMASCOO/CFO3089279
JONES, BRANDON WILLIAMCHIEF COMPLIANCE OFFICER6469268
MASSARELLI, JOHN JOSEPHDIRECTOR OF RISK3066703
MUEHLFELT, LISA ANNFINOP2535566

Disclosures

Regulatory Event

29

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jun 2021About the SIE exam

Series 57TO — Securities Trader Exam

Passed May 2021About the Series 57TO exam
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Nasdaq GEMX, LLC
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Nasdaq ISE, LLC
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Nasdaq MRX, LLC
SRO Registrations
Nasdaq PHLX LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations
Nasdaq Texas, LLC
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CRS (Client Relationship Summary) - BD

Click below to view Franklin Williams's CRS (Customer Relationship Summary).

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