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MT

Matthew P. Toelke

EXCELSIOR WEALTH MANAGEMENT LLC
Denver, CO
Some features on this profile are disabled
CRD#: 6422500
MT

Professional summary


Matthew Patrick Toelke, who also goes by Matthew Ryan, Matt P Toelke, Matthew P Toelke, Matthew Patrick Toelke, is a registered financial advisor currently at EXCELSIOR WEALTH MANAGEMENT LLC located in Denver, Colorado and EXCELSIOR ADVISOR NETWORK LLC located in Wheat Ridge, Colorado.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Matthew has worked at 6 firms and has passed the Series 65, Series 66, SIE, Series 7, Series 10 and Series 9 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Matthew Ryan | Matt P Toelke | Matthew P Toelke | Matthew Patrick Toelke

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) EXCELSIOR WEALTH MANAGEMENT; 05/2024; 1642 N. CLEVELAND AVE, CHICAGO, IL 60614; INVESTMENT RELATED; 40 HRS/WEEK DURING SECURITIES TRADING HOURS; INVESTMENT ADVISOR REPRESENTATIVE 2) INSURANCE AGENT: START DATE 7/2025: 5099 GARRISON ST, B6, WHEAT RIDGE, CO 80033: LIFE AND HEALTH INSURANCE; 10 HRS/MTH DURING SECURITIES TRADING HOURS: AGENT

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Matthew Patrick Toelke's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 20, 2024 - Present

EXCELSIOR WEALTH MANAGEMENT LLC

RIA
CRD#: 326976
Denver, CO
Current

March 10, 2025 - Present

EXCELSIOR ADVISOR NETWORK LLC

RIA
CRD#: 334779
WHEAT RIDGE, CO
Past

November 20, 2020 - May 3, 2024

PAYCHEX SECURITIES CORPORATION

BD
CRD#: 39733
DENVER, CO
Past

January 31, 2020 - November 19, 2020

E*TRADE SECURITIES LLC

BD
CRD#: 29106
Centennial, CO
Past

January 30, 2020 - November 19, 2020

HARRISDIRECT LLC

RIA
CRD#: 42159
Centennial, CO
Past

December 21, 2015 - August 27, 2019

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Lone Tree, CO
Past

October 30, 2015 - August 27, 2019

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Lone Tree, CO

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EXCELSIOR ADVISOR NETWORK LLC
BV PRIVATE WEALTH | JOE HARDEE INVESTMENT MANAGEMENT LLC | EXCELSIOR WEALTH MANAGEMENT LLC | EXCELSIOR ADVISOR NETWORK LLC | EAGLE ROCK WEALTH MANAGEMENT

CRD#: 334779 / SEC#: 801-132014

RIA
Registered Investment Advisory firm - (3/4/2025 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(8/20/2024)

Exams


State Security Law Exam
IAR
Series 65
Date: 8/19/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 12/16/2015
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


EA
EXCELSIOR ADVISOR NETWORK LLC
BV PRIVATE WEALTH | JOE HARDEE INVESTMENT MANAGEMENT LLC | EXCELSIOR WEALTH MANAGEMENT LLC | EXCELSIOR ADVISOR NETWORK LLC | EAGLE ROCK WEALTH MANAGEMENT

CRD#: 334779 / SEC#: 801-132014

RIA
Registered Investment Advisory firm - (3/4/2025 Approved)
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Contact information


Main Address
Denver, CO
Mailing Address
Po Box 6195, Denver, CO 80206
Phone number
(303) 351-6436
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (8 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (11/5/2025)

Regulatory assets under management


Total Number of Accounts78
AUM (Assets Under Management)$ 150,007,226

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


EXCELSIOR ADVISOR NETWORK LLC

CRD#: 334779Denver, CO

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