NM
Nathaniel J. Miller
AE WEALTH MANAGEMENT
Overland Park, KS 66212
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CRD#: 6422142
NM
Professional summary
Nathaniel Joseph Miller, who also goes by Nate Miller, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Overland Park, Kansas.
Nathaniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Nathaniel has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nate Miller
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) MILLER RETIREMENT GROUP; YES INVESTMENT RELATED; 805 NEW HAMPSHIRE STE B, LAWRENCE, KS 66049; INSURANCE PRODUCER FOR LIFE AND ANNUITIES; OWNER; START DATE 12/2010; APPROX 120-160 HOURS HRS/MONTH; APPROX 120 HOURS DURING TRADING; MARKETING FOR RETIREMENT INCOME PROSPECTS, MEETING WITH PROSPECTIVE CLIENTS, IDENTIFYING NEEDS, PRESENTING AND CLOSING SOLUTIONS. 2.) R 72 REAL ESTATE LLC; YES INVESTMENT RELATED; 1326 KANZA DR, LAWRENCE, KS, 66609; REAL ESTATE; OWNER; START DATE 11/2019; APPROX 8 HRS/MONTH, APPROX 0 HOURS/MONTH DURING TRADING; FIND REAL ESTATE FOR RENTAL PROPERTIES. 3.) M&M REAL ESTATE HOLDINGS, LLC; YES INVESTMENT RELATED; 1326 KANZA DR., LAWRENCE, KS 66049; REAL ESTATE INVESTMENT PROPERTIES; PARTNER; START DATE 12/18/2020; APPROX 15 HRS/MONTH; APPROX 0 HRS/MONTH DURING TRADING; FIND REAL ESTATE FOR RENTAL PROPERTIES. 4.) PREPARE INSTITUTE; NOT INVESTMENT RELATED; 805 NEW HAMPSHIRE ST, STE B, LAWRENCE, KS 66044; DEVELOP COLLEGE STYLE COURSES ON RETIREMENT PLANNING THAT THE ADVISOR CAN THEN USE TO MARKET THEIR SERVICES TO PROSPECTIVE CLIENTS; CUSTOMER; 10/2025; APPROX 8HRS/MO; APPROX 0HRS/MO DURING SECURITIES TRADING HOURS; UTILIZING THIS COMPANY AS A MARKETING PARTNER FOR THE DEVELOPMENT OF THE COLLEGE STYLE COURSE AND THE MARKETING TO PROSPECTIVE CLIENTS.
CRS (Client Relationship Summary) - RIA
Click below to view Nathaniel Joseph Miller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 25, 2016 - Present
AE WEALTH MANAGEMENT, LLC
Office #1: 10560 Barkley St Ste 330, Overland Park, KS 66212Office #2: 917 Sw Topeka Blvd, Topeka, KS 66612Office #3: 805 New Hampshire St Ste B, Lawrence, KS 66044RIA
CRD#: 282580
Overland Park, KS
Past
November 18, 2014 - March 23, 2016
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
RIA
CRD#: 132070
LAWRENCE, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(4/25/2016)
Current Firm
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2950 Sw Mcclure Road Suite B, Topeka, KS 66614
Mailing Address
Phone number
(866) 363-9595
Established
Firm type
Fiscal year end
# of Employees
602
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,059 |
| AUM (Assets Under Management) | $ 37,525,706,084 |
Red Flags
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Company Information
AE WEALTH MANAGEMENT, LLC
CRD#: 282580Overland Park, KS 66212TRUST BUT VERIFY
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