Vincent A. Yackanin

BROOKWOOD INVESTMENT GROUP

Phoenix, AZ 85044

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CRD#: 6422060

Professional summary

Vincent Anthony Yackanin III, who also goes by N/a N/a, VIncent A Yackanin III, Vinny Yackanin III, is a registered financial advisor currently at BROOKWOOD INVESTMENT GROUP located in Phoenix, Arizona.

Vincent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Vincent has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

N/a N/a | Vincent A Yackanin Iii | Vinny Yackanin Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1). BROOKWOOD INSURANCE GROUP LLC; INVESTMENT RELATED; 3930 E. RAY ROAD, SUITE 155, PHOENIX, AZ 85044; INSURANCE SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS; LICENSED INSURANCE PRODUCER SINCE 02/2023; HOURS PER MONTH: 10; HOURS DURING TRADING: 5

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent Anthony Yackanin III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 6, 2023 - Present

BROOKWOOD INVESTMENT GROUP

Office #1: 3930 E. Ray Road Suite 155, Phoenix, AZ 85044

RIA

CRD#: 316544

Phoenix, AZ

Past

July 5, 2019 - April 6, 2023

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Tucson, AZ

Past

June 25, 2018 - June 11, 2019

ADP BROKER-DEALER, INC.

CRD#: 37693

ROSELAND, NJ

Past

March 8, 2018 - July 2, 2018

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

TUCSON, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKWOOD INVESTMENT GROUP

CRD#: 316544 / SEC#: 801-122508

RIA

Registered Investment Advisory firm - (10/18/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(3/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/11/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/8/2018

General Securities Representative Examination

Current Firm

BROOKWOOD INVESTMENT GROUP

CRD#: 316544 / SEC#: 801-122508

RIA

Registered Investment Advisory firm - (10/18/2021 Approved)

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Contact information

Main Address

3930 E. Ray Road Suite 155, Phoenix, AZ 85044

Mailing Address

Phone number

(480) 646-3504

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (32 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROOKWOOD INVESTMENT GROUP FIRM BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	6,200
AUM (Assets Under Management)	$ 1,064,198,265

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Vincent A. Yackanin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent Anthony Yackanin III's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROOKWOOD INVESTMENT GROUP

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

ADP BROKER-DEALER, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

BROOKWOOD INVESTMENT GROUP

State Registrations and Notice Filings

Exams

Series 63

Date: 5/11/2018

SIE

Date: 10/1/2018

Series 7

Date: 3/8/2018

Current Firm

BROOKWOOD INVESTMENT GROUP

Contact information

SEC notice filing (32 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BROOKWOOD INVESTMENT GROUP

TRUST BUT VERIFY

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