Ronald H. Deitelbaum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Herbert Deitelbaum was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1968. Ronald had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2016 - November 13, 2017
SIGNATOR INVESTORS, INC.
May 13, 2016 - November 13, 2017
SIGNATOR INVESTORS, INC.
October 31, 2005 - December 31, 2012
OSAIC SERVICES, INC.
October 31, 2005 - December 31, 2012
OSAIC SERVICES, INC.
April 14, 1999 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
May 19, 1997 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
August 12, 1992 - October 31, 2005
SUNAMERICA SECURITIES, INC.
June 18, 1989 - October 31, 2005
SUNAMERICA SECURITIES, INC.
June 23, 1987 - June 18, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
September 23, 1983 - June 30, 1987
PW SECURITIES, INC.
October 12, 1982 - September 23, 1983
CADARET, GRANT & CO., INC.
May 6, 1975 - December 8, 1982
INDEPENDENT FINANCIAL PLANNERS CORPORATION
February 5, 1975 - June 1, 1975
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
July 3, 1972 - April 21, 1975
DERAND/PENNINGTON/BASS, INC.
March 1, 1971 - May 16, 1976
RELIASTAR FINANCIAL MARKETING CORP.
July 22, 1968 - May 8, 1971
SYMETRA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/18/1968
Registered Representative ExaminationCurrent Firm
SIGNATOR INVESTORS, INC.
CRD#: 468 / SEC#: 801-56298, 8-13995
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHN HANCOCK FINANCIAL NETWORK, INC. | PARENT COMPANY | |
| ARMSTRONG, ABIGAIL MARIE | VICE PRESIDENT, COUNSEL AND ASST SECRETARY | 1239945 |
| CAPPUCCIO, PAUL ANTHONY | ASSISTANT VICE PRESIDENT | 2151678 |
| COLLINS, BRIAN DOUGLAS | VICE PRESIDENT | 6445623 |
| DORVAL, STEVEN FRANCIS | DIRECTOR | 4163630 |
| HORACK, THOMAS JOSEPH | VP & DIRECTOR | 861315 |
| KARMAN, MITCHELL ANDREW | DIRECTOR | 2837307 |
| KWONG-LOI, YIU | ASSISTANT SECRETARY | 6639555 |
| LANNIGAN, TRACY KANE | SECRETARY | 6944688 |
| MARYANOPOLIS, CHRISTOPHER | PRESIDENT & DIRECTOR | 3041077 |
| REBMAN, JILL DENISE | DIRECTOR | 6520386 |
| RIGATTI, MATTHEW FORREST | DIRECTOR | 2461646 |
| RISPOLI, FRANK JOSEPH | CHIEF FINANCIAL OFFICER & TREASURER | 4364402 |
| SCORPIO, CARON MARIE | ASSISTANT VICE PRESIDENT | 4275948 |
| SPADAFORA, CRAIG ALAN | DIRECTOR | 3184320 |
| TERRY, JOSEPH DEAN | CHIEF COMPLIANCE OFFICER & DIRECTOR | 4612910 |
| TETA, ANTHONY MAURICE | DIRECTOR | 4617856 |
| TUCKER, BRIAN THOMAS | ASSISTANT SECRETARY | 2285090 |
| VACON, MELISSA M | VICE PRESIDENT & DIRECTOR | 6189199 |
| WALTERS, GINA GOLDYCH | DIRECTOR | 5095838 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 12 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
