Jon H. Moores

ASCENSION CAPITAL ADVISORS

Houston, TX 77056

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CRD#: 6421974

Professional summary

Jon Holman Moores III, CFP®, who also goes by Holman Moores, Jon Holman Moores III, is a registered financial advisor currently at ASCENSION CAPITAL ADVISORS, INC. located in Houston, Texas.

Jon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Jon has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Holman Moores | Jon Holman Moores Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon Holman Moores III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

January 24, 2024 - Present

ASCENSION CAPITAL ADVISORS, INC.

Office #1: 4900 Woodway Drive Suite 1150, Houston, TX 77056

RIA

CRD#: 109518

Houston, TX

Past

February 6, 2024 - April 30, 2025

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

HOUSTON, TX

Past

October 2, 2023 - January 30, 2024

PRIVATE CLIENT SERVICES, LLC

CRD#: 120222

Dallas, TX

Past

February 1, 2017 - October 4, 2023

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

DALLAS, TX

Past

January 26, 2015 - October 4, 2023

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASCENSION CAPITAL ADVISORS, INC.

CRD#: 109518 / SEC#: 801-57951

RIA

Registered Investment Advisory firm - (9/15/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/24/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/22/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/26/2015

General Securities Representative Examination

Current Firm

ASCENSION CAPITAL ADVISORS, INC.

CRD#: 109518 / SEC#: 801-57951

RIA

Registered Investment Advisory firm - (9/15/2000 Approved)

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Contact information

Main Address

4900 Woodway Drive Suite 1150, Houston, TX 77056

Mailing Address

Phone number

(713) 952-6900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A AND 2B JULY 2025 (7/7/2025)

Regulatory assets under management

Total Number of Accounts	519
AUM (Assets Under Management)	$ 634,287,172

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/22/2024	Cover Page	Report
01/18/2024	Cover Page	Report
01/18/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jon H. Moores

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon Holman Moores III's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

PRIVATE CLIENT SERVICES, LLC

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

ASCENSION CAPITAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/22/2015

SIE

Date: 10/1/2018

Series 7

Date: 1/26/2015

Current Firm

ASCENSION CAPITAL ADVISORS, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ASCENSION CAPITAL ADVISORS, INC.

TRUST BUT VERIFY

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