Nicholas T. Rossin

QUANTUM FINANCIAL PARTNERS LLC

OVERLAND PARK, KS 66210

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CRD#: 6421562

Professional summary

Nicholas Tyler Rossin, who also goes by Nicholas Rossin, is a registered financial advisor currently at QUANTUM FINANCIAL PARTNERS LLC located in Overland Park, Kansas.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Nicholas has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicholas Rossin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Tyler Rossin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2025 - Present

QUANTUM FINANCIAL PARTNERS LLC

Office #1: 8700 Indian Creek Parkway Suite 150, Overland Park, KS 66210

RIA

CRD#: 138112

OVERLAND PARK, KS

Past

February 17, 2015 - January 8, 2025

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

MISSION WOODS, KS

Past

January 22, 2015 - January 8, 2025

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MISSION WOODS, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(1/2/2025)

IAR

Texas
(1/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/17/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/22/2015

General Securities Representative Examination

Current Firm

QUANTUM FINANCIAL PARTNERS LLC

CRD#: 138112 / SEC#:

Iowa

Registered Investment Advisory firm - (1/3/2019 Approved)

Kansas

Registered Investment Advisory firm - (1/12/2006 Approved)

Missouri

Registered Investment Advisory firm - (1/18/2006 Approved)

Nebraska

Registered Investment Advisory firm - (3/25/2015 Approved)

Texas

Registered Investment Advisory firm - (3/12/2019 Approved)

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Contact information

Main Address

8700 Indian Creek Parkway Suite 150, Overland Park, KS 66210

Mailing Address

Phone number

(913) 538-5753

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	425
AUM (Assets Under Management)	$ 94,830,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nicholas T. Rossin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Tyler Rossin's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUANTUM FINANCIAL PARTNERS LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/17/2015

SIE

Date: 10/1/2018

Series 7

Date: 1/22/2015

Current Firm

QUANTUM FINANCIAL PARTNERS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

QUANTUM FINANCIAL PARTNERS LLC

TRUST BUT VERIFY

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