James M. Quinn

EPIQ PARTNERS

Minneapolis, MN 55408

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CRD#: 6421221

Professional summary

James M. Quinn, who also goes by James Quinn, is a registered financial advisor currently at EPIQ PARTNERS, LLC located in Minneapolis, Minnesota.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. James has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Quinn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James M. Quinn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 29, 2025 - Present

EPIQ PARTNERS, LLC

Office #1: 2919 Knox Avenue South Suite 200, Minneapolis, MN 55408

RIA

CRD#: 165139

Minneapolis, MN

Past

November 8, 2019 - September 22, 2022

ROCKEFELLER FINANCIAL LLC

RIA

CRD#: 291361

Saratoga Springs, NY

Past

November 5, 2019 - September 22, 2022

ROCKEFELLER FINANCIAL LLC

CRD#: 291361

Saratoga Springs, NY

Past

November 8, 2017 - August 27, 2018

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

SARATOGA SPRINGS, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EPIQ PARTNERS, LLC

CRD#: 165139 / SEC#: 801-110597

RIA

Registered Investment Advisory firm - (6/9/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(7/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/13/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/27/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/8/2017

General Securities Representative Examination

Current Firm

EPIQ PARTNERS, LLC

CRD#: 165139 / SEC#: 801-110597

RIA

Registered Investment Advisory firm - (6/9/2017 Approved)

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Contact information

Main Address

2919 Knox Avenue South Suite 200, Minneapolis, MN 55408

Mailing Address

Phone number

(612) 843-4800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (2/14/2025)

Regulatory assets under management

Total Number of Accounts	290
AUM (Assets Under Management)	$ 287,206,152

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James M. Quinn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James M. Quinn's CRS (Customer Relationship Summary).

Certified licenses

Experience

EPIQ PARTNERS, LLC

ROCKEFELLER FINANCIAL LLC

ROCKEFELLER FINANCIAL LLC

MERCER ALLIED COMPANY, L.P.

Primary Firm SEC Registration

EPIQ PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/13/2017

SIE

Date: 8/27/2018

Series 7

Date: 11/8/2017

Current Firm

EPIQ PARTNERS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EPIQ PARTNERS, LLC

TRUST BUT VERIFY

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