Kayla L. Ingham

NATIONAL FINANCIAL SERVICES LLC

Boston, MA 02210

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CRD#: 6420962

Professional summary

Kayla Louise Ingham, who also goes by Kayla Louise Ingham, is a registered financial professional currently at NATIONAL FINANCIAL SERVICES LLC located in Boston, Massachusetts.

Kayla is registered as a RR (Registered Representative) and started their career in finance in 2014. Kayla has worked at 4 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kayla Louise Ingham

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kayla Louise Ingham's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 6, 2023 - Present

NATIONAL FINANCIAL SERVICES LLC

Office #1: 245 Summer Street, Boston, MA 02210

CRD#: 13041

Boston, MA

Past

July 13, 2018 - August 8, 2019

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

April 4, 2016 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

MANCHESTER, NH

Past

December 17, 2014 - November 1, 2024

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

MERRIMACK, NH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/27/2015

Uniform Combined State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/17/2014

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 2/4/2016

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 12/17/2015

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

NATIONAL FINANCIAL SERVICES LLC

NATIONAL FINANCIAL SERVICES CORPORATION | NATIONAL FINANCIAL SERVICES, LLC | NATIONAL FINANCIAL SERVICES LLC

CRD#: 13041 / SEC#: 801-50706, 8-26740

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

245 Summer Street Mail Zone Z2h, Boston, MA 02210

Mailing Address

Two Destiny Way Mail Zone: Wg3d, Westlake, TX 76262

Phone number

(617) 563-7000

Established

Delaware since 06/08/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

2,100

FINRA licenses (53 States and Territories)

Documents

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
FIDELITY GLOBAL BROKERAGE GROUP, INC.	SOLE MEMBER
ADAMS, ROBERT JOHN	CHIEF OPERATIONS OFFICER/ELECTED MANAGER	1291582
CRUPI, KAREN MICHELE	CHIEF LEGAL OFFICER	2982229
DEPOALO, RONALD EDWARD	PRESIDENT	5995085
DYER, JANET MARIE	CHIEF COMPLIANCE OFFICER	3186352
RHODES, NOAH BUTLER	CHIEF FINANCIAL OFFICER	6546392
TESAURO, THOMAS JOHN	ELECTED MANAGER	1862532

Disclosures

Regulatory Event	47
Civil Event	1
Arbitration	14

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Firm Stability Insights

Kayla L. Ingham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kayla Louise Ingham's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/27/2015

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 12/17/2014

Series 10

Date: 2/4/2016

Series 9

Date: 12/17/2015

FINRA

Current Firm

NATIONAL FINANCIAL SERVICES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

NATIONAL FINANCIAL SERVICES LLC

TRUST BUT VERIFY

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