Carlos L. Klemprer

SANCUS WEALTH MANAGEMENT LLC

Miami, FL 33133

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CRD#: 6420277

Professional summary

Carlos Luis Klemprer, who also goes by Carlos Luis Klemprer Rodriguez, is a registered financial advisor currently at SANCUS WEALTH MANAGEMENT LLC located in Miami, Florida.

Carlos is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Carlos has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Carlos Luis Klemprer Rodriguez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Managing Member of Cameruco LLC, Sotosianlink LLC, and Crefin LLC, which are also holding companies for family investment, there are not operating. Carlos dedicates 2 hours per month to revise the accounting. Registered agent for La Sopa de Letras LLC, a family-owned business that operates entirely offshore, dedicated to promoting reading events and selling books. I do not operate this business. Co-manage Klerente Holdings LLC, based in Wyoming, alongside my wife, which we utilize for estate planning purposes. Importantly, my involvement in all these activities is limited to no more than a few hours each month, primarily for general oversight, allowing me to maintain focus on my primary commitments.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carlos Luis Klemprer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 24, 2021 - Present

SANCUS WEALTH MANAGEMENT LLC

Office #1: 2000 South Dixie Highway Suite 110, Miami, FL 33133

RIA

CRD#: 313226

Miami, FL

Past

December 19, 2014 - April 26, 2021

AVANZA CAPITAL MARKETS INC.

CRD#: 103941

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/24/2021)

IAR

Texas
(11/19/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/20/2020

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/2/2017

General Securities Representative Examination

Current Firm

SANCUS WEALTH MANAGEMENT LLC

SANCUS WEALTH MANAGEMENT LLC | SANKUS WEALTH SOLUTIONS | SANKUS SOLUTIONS

CRD#: 313226 / SEC#:

Florida

Registered Investment Advisory firm - (6/29/2021 Approved)

Texas

Registered Investment Advisory firm - (11/19/2021 Approved)

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Contact information

Main Address

2000 South Dixie Highway Suite 110, Miami, FL 33133

Mailing Address

Phone number

(908) 499-1286

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	40
AUM (Assets Under Management)	$ 6,263,543

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Carlos L. Klemprer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carlos Luis Klemprer's CRS (Customer Relationship Summary).

Certified licenses

Experience

SANCUS WEALTH MANAGEMENT LLC

AVANZA CAPITAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/20/2020

SIE

Date: 10/1/2018

Series 7

Date: 11/2/2017

Current Firm

SANCUS WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SANCUS WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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