JA
Joshua D. Ayers
REB CAPITAL MANAGEMENT
Dallas, TX 75209
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CRD#: 6420207
JA
Professional summary
Joshua David Ayers, who also goes by Josh Ayers, is a registered financial advisor currently at REB CAPITAL MANAGEMENT, LLC located in Dallas, Texas.
Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Joshua has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Josh Ayers
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Limited Partner in Carbones Food & Wine LLC / Generates passive income through private restaurant partnership.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua David Ayers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 17, 2020 - Present
REB CAPITAL MANAGEMENT, LLC
Office #1: 4215 West Lovers Lane Suite 100, Dallas, TX 75209RIA
CRD#: 301890
Dallas, TX
Past
August 2, 2017 - May 1, 2019
BARROW HANLEY GLOBAL INVESTORS
RIA
CRD#: 105519
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RC
REB CAPITAL MANAGEMENT, LLC
REB CAPITAL MANAGEMENT, LLC
CRD#: 301890 / SEC#: 801-129916
RIA
Registered Investment Advisory firm - (4/18/2024 Approved)Texas
Registered Investment Advisory firm - (5/2/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(4/17/2020)
Current Firm
RC
REB CAPITAL MANAGEMENT, LLC
REB CAPITAL MANAGEMENT, LLC
CRD#: 301890 / SEC#: 801-129916
RIA
Registered Investment Advisory firm - (4/18/2024 Approved)Texas
Registered Investment Advisory firm - (5/2/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4215 West Lovers Lane Suite 100, Dallas, TX 75209
Mailing Address
Phone number
(214) 572-8916
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 179,311,711 |
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| Texas | ERA - Withdrawn | 3/13/2020 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
REB CAPITAL MANAGEMENT, LLC
CRD#: 301890Dallas, TX 75209TRUST BUT VERIFY
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