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Elissa Sofia Faraglia

CRD# 6420101·Registered 2015 - 2025
Previously Registered: Being a previously registered professional could mean that Elissa is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Elissa Sofia Faraglia, who also goes by Elissa Sofia Magnavita, was a registered financial advisor. Elissa was a previously registered financial professional and started their career in finance 2015 - 2025. Elissa had worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Elissa Sofia Magnavita

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

HAVERFORD TRUST SECURITIES, INC.·CRD# 13214
BD
Radnor, PA
December 22, 2015 - June 18, 2025

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Current Firm

HT
HAVERFORD TRUST SECURITIES, INC.

HAVERFORD TRUST SECURITIES, INC. | RITTENHOUSE TRUST SECURITIES, INC. | RITTENHOUSE FINANCIAL SERVICES INC. | RITTENHOUSE FINANCIAL SECURITIES, INC.

CRD#: 13214 / SEC#: 8-37730
BD
Terminated by SEC on 06/29/2025

Contact Information

Established

Pennsylvania since 04/06/1998

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
THE HAVERFORD TRUST COMPANYSOLE SHAREHOLDER—
COLLINS, DANE ECHIEF COMPLIANCE OFFICER5371441
NESS, MARIEELENA VITOLOPRESIDENT1935194
ROVNER, PAUL STUARTFINOP, DIRECTOR4486011

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2017About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2015About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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