Frank M. Turnipseed
Professional summary
Frank Mcclelland Mitchener Turnipseed, who also goes by Frank Mcclelland Mitchener Turnipseed, Frank Mitchener Turnipseed, Frank Turnipseed, is a registered financial professional currently at HURON TRANSACTION ADVISORY LLC located in New York, New York.
Frank is registered as a RR (Registered Representative) and started their career in finance in 2015. Frank has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frank Mcclelland Mitchener Turnipseed's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 28, 2021 - Present
HURON TRANSACTION ADVISORY LLC
Office #1: 1166 Avenue Of The Americas 3rd Floor, New York, NY 10036August 1, 2018 - October 30, 2020
HSBC SECURITIES (USA) INC.
April 4, 2016 - June 26, 2018
SMBC NIKKO SECURITIES AMERICA, INC.
April 23, 2015 - March 24, 2016
WELLS FARGO SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/28/2021)
Exams
FINRA
Current Firm
HURON TRANSACTION ADVISORY LLC
CRD#: 166959 / SEC#: , 8-69237
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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