MK
Mathew A. Koole
J. HAGAN CAPITAL
Louisville, KY 40222
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CRD#: 6419995
MK
Professional summary
Mathew Alan Koole, who also goes by Mathew Alan Koole, Stretch Koole, is a registered financial advisor currently at J. HAGAN CAPITAL, INC. located in Louisville, Kentucky.
Mathew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Mathew has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mathew Alan Koole | Stretch Koole
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS
20% of fee revenue generated by new sales.
CRS (Client Relationship Summary) - RIA
Click below to view Mathew Alan Koole's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 19, 2019 - Present
J. HAGAN CAPITAL, INC.
Office #1: 8311 Shelbyville Road, Louisville, KY 40222RIA
CRD#: 168467
Louisville, KY
Past
May 11, 2015 - August 23, 2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
LOUISVILLE, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JH
J. HAGAN CAPITAL, INC.
HERVEST | J. HAGAN, WARREN & ASSOCIATES WEALTH ADVISORS LLC | J. HAGAN WARREN CAPITAL PARTNERS LIMITED | J. HAGAN CAPITAL, INC. | J. HAGAN & WARREN
CRD#: 168467 / SEC#: 801-121718
RIA
Registered Investment Advisory firm - (7/9/2021 Approved)Indiana
Registered Investment Advisory firm - (7/19/2021 Terminated)Kentucky
Registered Investment Advisory firm - (7/15/2021 Terminated)Louisiana
Registered Investment Advisory firm - (8/2/2021 Terminated)North Carolina
Registered Investment Advisory firm - (7/30/2021 Terminated)Virginia
Registered Investment Advisory firm - (7/31/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(9/16/2020)
IAR
Kentucky(12/19/2019)
IAR
Louisiana(6/29/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
JH
J. HAGAN CAPITAL, INC.
HERVEST | J. HAGAN, WARREN & ASSOCIATES WEALTH ADVISORS LLC | J. HAGAN WARREN CAPITAL PARTNERS LIMITED | J. HAGAN CAPITAL, INC. | J. HAGAN & WARREN
CRD#: 168467 / SEC#: 801-121718
RIA
Registered Investment Advisory firm - (7/9/2021 Approved)Indiana
Registered Investment Advisory firm - (7/19/2021 Terminated)Kentucky
Registered Investment Advisory firm - (7/15/2021 Terminated)Louisiana
Registered Investment Advisory firm - (8/2/2021 Terminated)North Carolina
Registered Investment Advisory firm - (7/30/2021 Terminated)Virginia
Registered Investment Advisory firm - (7/31/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8311 Shelbyville Road, Louisville, KY 40222
Mailing Address
Phone number
(502) 690-5635
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,042 |
| AUM (Assets Under Management) | $ 260,883,940 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
J. HAGAN CAPITAL, INC.
CRD#: 168467Louisville, KY 40222TRUST BUT VERIFY
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