Cassidy Richardson
Professional summary
Cassidy Richardson, CFP®, who also goes by Cassidy Richardson, is a registered financial advisor currently at ALLEGHENY FINANCIAL GROUP LTD located in Pittsburgh, Pennsylvania.
Cassidy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Cassidy has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Cassidy Richardson's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2018
Experience
December 20, 2024 - Present
ALLEGHENY FINANCIAL GROUP LTD
Office #1: Stone Quarry Crossing 811 Camp Horne Road, Suite 100, Pittsburgh, PA 15237December 27, 2016 - December 31, 2024
ALLEGHENY INVESTMENTS, LTD.
February 16, 2016 - December 15, 2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
ALLEGHENY FINANCIAL GROUP LTD
CRD#: 104690 / SEC#: 801-12566
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/20/2024)
Exams
Series 7TO
Date: 3/15/2019
General Securities Representative ExaminationCurrent Firm
ALLEGHENY FINANCIAL GROUP LTD
CRD#: 104690 / SEC#: 801-12566
Contact information
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,950 |
| AUM (Assets Under Management) | $ 4,904,134,773 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/10/2025 | ||
| 10/22/2024 | ||
| 08/11/2023 | ||
| 10/08/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
