Vanessa N. Torres

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CRD#: 6419975

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Vanessa Nicole Torres was a registered financial professional .

Vanessa is a previously registered financial professional and started their career in finance in 2019. Vanessa had worked at 2 firms and has passed the Series 66, Series 7TO, SIE and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) VANESSA TORRES POSITION: sole proprietor NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/26/2022 ADDRESS: 3950 Mahaila Ave, Apt M17, San Diego CA 92122, United States DESCRIPTION: PHOTOGRAPHY.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 4, 2025 - June 30, 2025

ADASINA SOCIAL CAPITAL

RIA

CRD#: 151411

San Diego, CA

Past

March 23, 2021 - March 27, 2023

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

SAN DIEGO, CA

Past

December 23, 2019 - March 27, 2023

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADASINA SOCIAL CAPITAL

ADASINA SOCIAL CAPITAL | ROBASCIOTTI & PHILIPSON | ROBASCIOTTI & ASSOCIATES , INC.

CRD#: 151411 / SEC#: 801-113385

RIA

Registered Investment Advisory firm - (6/4/2018 Approved)

California

Registered Investment Advisory firm - (8/1/2018 Terminated)

Texas

Registered Investment Advisory firm - (1/9/2016 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/20/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/21/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/30/2019

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 24

Date: 8/1/2020

General Securities Principal Examination

Current Firm

ADASINA SOCIAL CAPITAL

ADASINA SOCIAL CAPITAL | ROBASCIOTTI & PHILIPSON | ROBASCIOTTI & ASSOCIATES , INC.

CRD#: 151411 / SEC#: 801-113385

RIA

Registered Investment Advisory firm - (6/4/2018 Approved)

California

Registered Investment Advisory firm - (8/1/2018 Terminated)

Texas

Registered Investment Advisory firm - (1/9/2016 Conditional Restricted)

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Contact information

Main Address

Berkeley, CA

Mailing Address

548 Market Street Suite 60335, San Francisco, CA 94104

Phone number

(415) 986-5500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 FORM ADV PART 2A (3/6/2025)

Regulatory assets under management

Total Number of Accounts	47
AUM (Assets Under Management)	$ 283,768,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Vanessa N. Torres

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ADASINA SOCIAL CAPITAL

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

Primary Firm SEC Registration

ADASINA SOCIAL CAPITAL

State Registrations and Notice Filings

Exams

Series 66

Date: 3/20/2021

Series 7TO

Date: 12/21/2019

SIE

Date: 11/30/2019

Series 24

Date: 8/1/2020

Current Firm

ADASINA SOCIAL CAPITAL

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADASINA SOCIAL CAPITAL

TRUST BUT VERIFY

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